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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

JAMES W CURRAN

Advisor at HARBOR INVESTMENT ADVISORY, LLC

Lutherville, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70eb2f05-3585-3255-5d11-e8706a4bdff3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 2, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBOR INVESTMENT ADVISORY, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 30, 1985
First registration: Dec 2, 1991
Dual registered: yes, broker-dealer
Other names: JAMES WALTER III CURRAN|JAMES WALTER CURRAN|JAMES WALTER CURRAN III|JAMES WALTER CURRAN|JAMES W CURRAN III
IAPD individual key: 1427652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBOR INVESTMENT ADVISORY, LLC	Mixed wealth	Mar 20, 2015	n/a	yes	Lutherville, MD	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 31, 2015	no	Lutherville, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 5, 2005	Jun 1, 2009	no	LUTHERVILLE, MD\|LUTHERVILLE, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 2, 1991	Jul 7, 2005	no	LUTHERVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	HARBOR INVESTMENT ADVISORY, LLC	Mar 31, 2015	Mar 20, 2015	-11	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	CITIGROUP GLOBAL MARKETS INC.	Jul 7, 2005	Jul 5, 2005	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:151085:MD:2015-03-31	Mar 31, 2015	Mar 20, 2015	LUTHERVILLE, MD	Firm change

Relationships

Registered with (4)

→ HARBOR INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Mar 20, 2015 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 31, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 5, 2005 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 2, 1991 to Jul 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70eb2f05-3585-3255-5d11-e8706a4bdff3
First observed: Dec 2, 1991
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES W CURRAN

Advisor at HARBOR INVESTMENT ADVISORY, LLC

Lutherville, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70eb2f05-3585-3255-5d11-e8706a4bdff3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HARBOR INVESTMENT ADVISORY, LLC

Mixed wealth

Mar 20, 2015

n/a

yes

Lutherville, MD

Current employment

MORGAN STANLEY

Wirehouse

Jun 1, 2009

Mar 31, 2015

Lutherville, MD

Previous registration

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Jul 5, 2005

Jun 1, 2009

LUTHERVILLE, MD|LUTHERVILLE, MD

Previous registration

MORGAN STANLEY DW INC.

n/a

Dec 2, 1991

Jul 7, 2005

LUTHERVILLE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MORGAN STANLEY

HARBOR INVESTMENT ADVISORY, LLC

Mar 31, 2015

Mar 20, 2015

-11

Firm change

Other

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY

Jun 1, 2009

Bulk transfer

Other

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

Jul 7, 2005

Jul 5, 2005

-2

Firm change

Other

Team

Left

Joined

From

Kind

149777:151085:MD:2015-03-31

Mar 31, 2015

Mar 20, 2015

LUTHERVILLE, MD

Firm change