DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James W Curran

Harbor Investment Advisory, LLCmixed wealthLutherville, Mddual registrantIAPD 1427652

Certified Financial Planner

Feed of 09/14/2026

Also filed as James Walter III Curran

At current firm

11 y

since Mar 20, 2015

In the industry

40 y

since Dec 30, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Financial Advisor, Managing Directorreportedharborinvestmentadvisory.comfirm site, Sep 15, 2026
Designations: CFPreportedharborinvestmentadvisory.comas printed on the bio page, Sep 16, 2026
Business email: jcurran@harborllc.comreportedharborinvestmentadvisory.comfirm site, Sep 15, 2026
Professional profile: harborinvestmentadvisory.com/team/james-w-curran-iii-cfpreportedharborinvestmentadvisory.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Harbor Investment Advisory, LLC mixed wealth current
since Mar 20, 2015 · Lutherville, Md
Morgan Stanley wirehouse
Jun 1, 2009 to Mar 31, 2015 · Lutherville, Md
Citigroup Global Markets Inc. BD affiliated
Jul 5, 2005 to Jun 1, 2009 · Lutherville, Md
Morgan Stanley Dw Inc. unclassified
Dec 2, 1991 to Jul 7, 2005 · Lutherville, Md

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Harbor Investment Advisory, LLC
left Mar 31, 2015, registered Mar 20, 2015 (-11 days) · Other · moved with a team
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Citigroup Global Markets Inc.
left Jul 7, 2005, registered Jul 5, 2005 (-2 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address