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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)44 years in industry

Michael B Haney

Advisor at GRADIENT WEALTH MANAGEMENT

ARDEN HILLS, MN | Lexington, KY

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Search this name across graphsid dfx:ria:71007b8f-b485-698c-4617-dfeac05cd01d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 29, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRADIENT WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jun 29, 1983
First registration: Jan 29, 2008
Dual registered: yes, broker-dealer
Other names: MIKE HANEY|MICHAEL BERNARD HANEY|MICHAEL BERNARD HANEY
IAPD individual key: 1133168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Mar 18, 2024	n/a	yes	ARDEN HILLS, MN\|ARDEN HILLS, MN\|Lexington, KY	Current employment
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Mar 1, 2023	Mar 15, 2024	no	Knoxville, TN\|Lexington, KY\|Lexington, KY	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Oct 22, 2020	Mar 1, 2023	no	Lexington, KY\|Lexington, KY\|Austin, TX	Previous registration
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Jun 29, 2017	Oct 22, 2020	no	ARDEN HILLS, MN\|ARDEN HILLS, MN\|Lexington, KY	Previous registration
USA FINANCIAL SECURITIES LLC	Independent wealth	May 1, 2015	Jun 29, 2017	no	Lexington, KY\|LEXINGTON, KY\|ADA, MI\|Lexington, KY	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Feb 1, 2012	May 4, 2015	no	LEXINGTON, KY	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Jan 29, 2008	Mar 29, 2010	no	LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SILVER OAK SECURITIES, INC.	GRADIENT WEALTH MANAGEMENT	Mar 15, 2024	Mar 18, 2024	3	Firm change	Ibd to ibd
PLANMEMBER SECURITIES CORPORATION	SILVER OAK SECURITIES, INC.	Mar 1, 2023	Mar 1, 2023	0	Firm change	RIA to ibd
GRADIENT WEALTH MANAGEMENT	PLANMEMBER SECURITIES CORPORATION	Oct 22, 2020	Oct 22, 2020	0	Firm change	Ibd to RIA
USA FINANCIAL SECURITIES LLC	GRADIENT WEALTH MANAGEMENT	Jun 29, 2017	Jun 29, 2017	0	Firm change	Other
ON INVESTMENT MANAGEMENT CO	USA FINANCIAL SECURITIES LLC	May 4, 2015	May 1, 2015	-3	Firm change	Other

Relationships

Registered with (5)

→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 29, 2017 to Oct 22, 2020factForm ADV
→ SILVER OAK SECURITIES, INC.Registered adviserregistration: previous registration
Mar 1, 2023 to Mar 15, 2024factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 22, 2020 to Mar 1, 2023factForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
May 1, 2015 to Jun 29, 2017factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Feb 1, 2012 to May 4, 2015factForm ADV

Dated events

Occurred
Mar 15, 2024
Advisor changed firm
Michael B Haney left Silver Oak Securities, Inc. for Gradient Wealth Management (registered 2024-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 1, 2023
Advisor changed firm
Michael B Haney left Planmember Securities Corporation for Silver Oak Securities, Inc. (registered 2023-03-01)
Form ADVobserved 4 days ago