DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael B Haney

Gradient Wealth ManagementBD affiliatedArden Hills, Mn dual registrantIAPD 1133168

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Mike Haney

At current firm

2 y

since Mar 18, 2024

In the industry

44 y

since Jan 1, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gradient Wealth Management BD affiliated current
since Mar 18, 2024 · Arden Hills, Mn
Silver Oak Securities, Inc. BD affiliated
Mar 1, 2023 to Mar 15, 2024 · Knoxville, Tn
Planmember Securities Corporation independent RIA
Oct 22, 2020 to Mar 1, 2023 · Lexington, Ky
Gradient Wealth Management BD affiliated
Jun 29, 2017 to Oct 22, 2020 · Arden Hills, Mn
USA Financial Securities LLC independent RIA
May 1, 2015 to Jun 29, 2017 · Lexington, Ky
On Investment Management Co BD affiliated
Feb 1, 2012 to May 4, 2015 · Lexington, Ky
On Investment Management Co BD affiliated
Jan 29, 2008 to Mar 29, 2010 · Lexington, Ky

Moves

a registration end followed by a registration begin elsewhere

Silver Oak Securities, Inc. to Gradient Wealth Management
left Mar 15, 2024, registered Mar 18, 2024 (3 days) · Affiliated broker-dealer or bank to another
Planmember Securities Corporation to Silver Oak Securities, Inc.
left Mar 1, 2023, registered Mar 1, 2023 (0 days) · RIA to affiliated broker-dealer or bank
Gradient Wealth Management to Planmember Securities Corporation
left Oct 22, 2020, registered Oct 22, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
USA Financial Securities LLC to Gradient Wealth Management
left Jun 29, 2017, registered Jun 29, 2017 (0 days) · Other
On Investment Management Co to USA Financial Securities LLC
left May 4, 2015, registered May 1, 2015 (-3 days) · Other

Signals

Michael B Haney left Silver Oak Securities, Inc. for Gradient Wealth Management (registered 2024-03-18)
Mar 15, 2024 · Advisor changed firm · fact
Michael B Haney left Planmember Securities Corporation for Silver Oak Securities, Inc. (registered 2023-03-01)
Mar 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address