M•••• P•••• L••

Advisor at C••••••••• W•••••• L••

OVERLAND PARK, KS | Birmingham, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:710f6bff-434f-0e90-b03c-5beed29be5e6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Apr 24, 2023	n/a	yes	Birmingham, AL\|OVERLAND PARK, KS	Current employment
C••••••••• W••••• M•••••••••	Former SEC adviser	May 23, 2018	Oct 31, 2018	no	Birmingham, AL\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	C••••••••• W••••• M•••••••••	May 15, 2023	May 23, 2018	-1,818	Firm change after gap	Other
C••••••••• W••••• M•••••••••	C••••••••• W•••••• L••	Oct 31, 2018	Apr 24, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
15708:149832:AL:2023-05-04	May 15, 2023	May 23, 2018	BIRMINGHAM, AL	Firm change after gap
149832:281213:AL:2018-10-31	Oct 31, 2018	Apr 24, 2023	BIRMINGHAM, AL	Firm change after gap

Relationships

Registered with (5)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Apr 24, 2023 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
May 10, 2018 to May 15, 2023factForm ADV
→ C••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 23, 2018 to Oct 31, 2018factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
May 15, 2023
Advisor changed firm
M•••• P•••• L•• left C•••••••• F•••••••• G•••• A••••••• for C••••••••• W••••• M••••••••• (registered 2018-05-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:710f6bff-434f-0e90-b03c-5beed29be5e6
First observed: Jul 15, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.