RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• P•••• L••
- C••••••••• W•••••• L•• independent RIA currentsince Apr 24, 2023 · Birmingham, Al
- C••••••••• W••••• M••••••••• formerMay 23, 2018 to Oct 31, 2018 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerMay 10, 2018 to May 15, 2023 · Birmingham, Al
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to May 10, 2018 · Birmingham, Al
- M•• F•••••••• S•••••••• I••• formerJul 15, 2002 to Mar 25, 2017 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• to C••••••••• W••••• M•••••••••left May 15, 2023, registered May 23, 2018 (-1818 days) · Other · moved with a team
- C••••••••• W••••• M••••••••• to C••••••••• W•••••• L••left Oct 31, 2018, registered Apr 24, 2023 (1636 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left May 10, 2018, registered May 10, 2018 (0 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••• P•••• L•• left C•••••••• F•••••••• G•••• A••••••• for C••••••••• W••••• M••••••••• (registered 2018-05-23)May 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address