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CRD 308286
TALLAHASSEE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JASON PHILLIP BRIENEN | n/a | TALLAHASSEE, FL | 6 | 34 | 4 | no |
| DANIEL CLIFFORD SPALDING | n/a | BRADENTON, FL | BRANDON, FL | TALLAHASSEE, FL | ST PETERSBURG, FL | 1 | 25 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRIENEN, JASON, PHILLIP | OWNER AND PRINCIPAL | E | yes | 06/2020 | Jun 16, 2020 | Aug 23, 2024 |
| PLUMMER, CHRISTOPHER, GEORGE | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2023 | Aug 23, 2023 | Aug 23, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $243M | $243M | 6 | 1 | 1 | n/a | n/a |
| 2024 | Mar 27, 2025 | $254M | $254M | 6 | 2 | 1 | n/a | n/a |
| 2023 | Mar 8, 2024 | $224M | $224M | 5 | 2 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | $232M | $232M | 4 | 2 | 0 | n/a | n/a |
| 2021 | Mar 15, 2022 | $244M | $237M | 4 | 2 | 0 | n/a | n/a |
| 2020 | Mar 17, 2021 | $231M | $231M | 4 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $243M | $254M | -4.4% | $232M | 1.5% | 6 | 6 | 1 | 1 |