DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••••• M••••••••• L••
Latest filing Aug 25, 2026
First filing on the tape Jun 16, 2020 · 26 filings
SEC status approved since Jul 16, 2020
RAUM
$243M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$227M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$243M as of Aug 25, 2026
Mar 17, 2021$231M then
HNW client RAUM$155M as of Aug 25, 2026
Mar 17, 2021$168M then
State-registered IARs (5.B.3)1 as of Aug 25, 2026
Mar 17, 20212 then
Employees (5.A)6 as of Aug 25, 2026
Mar 17, 20214 then
Private funds: no history
RAUM -4.4% over the last fiscal year+1.5% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $121MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 448derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $626,322derivedHNW RAUM over HNW clients
- Average account
- $266,632derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +111%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $243MreportedItem 5.I
- Custody
- $20.4M, 196 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$155M64%
- Individuals$72.0M30%
- Corporations and businesses$15.3M6.3%
- Individual clients
- 648reported
- HNW clients
- 248reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 910reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $20.4M for 196 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• P•••••• B•••••• | Tallahassee, Fl | Aug 24, 2020 | 34 y | 3 |
| D••••• C••••••• S••••••• | Bradenton, Fl | Oct 1, 2024 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••• C•••••• to A••••••••• F•••••••• S•••••••• L••Feb 27, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- A•••• C•••••• from A••••••••• F•••••••• S•••••••• L••May 9, 2022 · Affiliated broker-dealer or bank to independent RIA
- J•••• P•••••• B•••••• from T•• I••••••••• A•••• M••••••••• L••Aug 24, 2020 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• J••••• P•••••• · Owner And Principalcontrolsince 06/2020 · owns 75% or more
- P••••••• C••••••••• G••••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list C••••• C•••••• M••••••••• L•• as a related person
- 330384 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tallahassee, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 26, 2026individual and HNW clients (Item 5.D) moved from 424.0 to 896.0 (+111.0%) between the annual amendments of 2025-03-27 and 2026-03-26; the peer median change was +3.0% (3309 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 99% percentile
What changed
consecutive filings, newest first
- Related adviser · false to trueMar 26, 2026 to Aug 25, 2026
- Accounts · 925 to 910Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 2 to 1Mar 27, 2025 to Mar 26, 2026
- Corporate clients · 0 to 16Mar 27, 2025 to Mar 26, 2026
- HNW clients · 63 to 248Mar 27, 2025 to Mar 26, 2026
- Individual clients · 361 to 648Mar 27, 2025 to Mar 26, 2026
- Assets in custody · unset to 20447285.0Mar 27, 2025 to Mar 26, 2026
- Custody of client assets · false to trueMar 27, 2025 to Mar 26, 2026
- Financial planning clients · 51-100 to 0Mar 27, 2025 to Mar 26, 2026
- State-registered IARs · 2 to 1Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $254M to $243MMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $174M to $155MMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $80.1M to $72.0MMar 27, 2025 to Mar 26, 2026
- RAUM · $254M to $243MMar 27, 2025 to Mar 26, 2026
- Accounts · 861 to 925Aug 23, 2024 to Mar 27, 2025
- Advisory employees · 3 to 2Aug 23, 2024 to Mar 27, 2025
- Corporate clients · 6 to 0Aug 23, 2024 to Mar 27, 2025
- HNW clients · 258 to 63Aug 23, 2024 to Mar 27, 2025
- Individual clients · 594 to 361Aug 23, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Aug 23, 2024 to Mar 27, 2025
- State-registered IARs · 3 to 2Aug 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $224M to $254MAug 23, 2024 to Mar 27, 2025
- HNW RAUM · $168M to $174MAug 23, 2024 to Mar 27, 2025
- Individual RAUM · $53.0M to $80.1MAug 23, 2024 to Mar 27, 2025
- RAUM · $224M to $254MAug 23, 2024 to Mar 27, 2025
- Advisory employees · 2 to 3Aug 5, 2024 to Aug 23, 2024
- Employees · 5 to 6Aug 5, 2024 to Aug 23, 2024
- State-registered IARs · 2 to 3Aug 5, 2024 to Aug 23, 2024
- Other offices · 0 to 1Aug 5, 2024 to Aug 23, 2024
- Accounts · 909 to 861Nov 2, 2023 to Mar 8, 2024
- Corporate clients · 10 to 6Nov 2, 2023 to Mar 8, 2024
- HNW clients · 259 to 258Nov 2, 2023 to Mar 8, 2024
- Individual clients · 637 to 594Nov 2, 2023 to Mar 8, 2024
- Employees · 4 to 5Nov 2, 2023 to Mar 8, 2024
- Discretionary RAUM · $232M to $224MNov 2, 2023 to Mar 8, 2024
- HNW RAUM · $171M to $168MNov 2, 2023 to Mar 8, 2024
- Individual RAUM · $56.2M to $53.0MNov 2, 2023 to Mar 8, 2024
- RAUM · $232M to $224MNov 2, 2023 to Mar 8, 2024
- Accounts · 944 to 909Dec 2, 2022 to Mar 24, 2023
- Advisory employees · 3 to 2Dec 2, 2022 to Mar 24, 2023
Signals
6 dated events
- George Christopher Plummer (Chief Compliance Officer) appeared on Schedule A of C••••• C•••••• M••••••••• L••Aug 23, 2023 · Control person joined · fact
- Lea Michelle Eldridge (Chief Compliance Officer) no longer on Schedule A of C••••• C•••••• M••••••••• L•• (listed 2023-03-24, absent 2023-08-23)Aug 23, 2023 · Control person left · inference
- A•••• C•••••• left C••••• C•••••• M••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-02-10)Feb 27, 2023 · Advisor changed firm · fact
- Lea Michelle Eldridge (Chief Compliance Officer) appeared on Schedule A of C••••• C•••••• M••••••••• L••May 2, 2022 · Control person joined · fact
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of C••••• C•••••• M••••••••• L•• (listed 2022-03-15, absent 2022-05-02)May 2, 2022 · Control person left · inference
- C••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-775-1114reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 850-386-1939reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- chironcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 850-775-1939reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- chironcapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- chironcapital.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $121Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026