DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MINDSET WEALTH MANAGEMENT, LLC

CRD 330384

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7bde197-ad8a-fe2e-1c0d-859d55445562

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 15
On other graphs: 0
Observed: Feb 21, 2024 to Sep 10, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.65 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $445MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $445M
Private client RAUM: $288MderivedItem 5.D individuals plus high net worth individuals
Private client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $111Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 276
Individual clients: 85
High net worth clients: 189
Custody, client assets: $53.5M
SEC number: 801-129731
CIK: 2044232
CRD: 330384
Filings on the tape: 26
First filed: Feb 21, 2024
Latest filed: Sep 10, 2026
Organised: Limited Liability Company, IN
Website: mindsetwealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ALLEN VANDYGRIFF	n/a	INDIANAPOLIS, IN	2	18	1	no
PETER GORMAN BJELOPETROVICH	n/a	INDIANAPOLIS, IN	2	11	6	no
SETH WILLIAM WEBB HICKLE	n/a	INDIANAPOLIS, IN	2	16	2	no
JAMES WILLIAM HUMPHRIES	n/a	INDIANAPOLIS, IN	2	15	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BJELOPETROVICH, PETER, GORMAN	MANAGING PARTNER	C	yes	03/2024	Mar 12, 2024	Sep 20, 2024
HICKLE, SETH, WILLIAM WEBB	MANAGING PARTNER	C	yes	03/2024	Mar 12, 2024	Sep 20, 2024
HUMPHRIES, JAMES, WILLIAM	MANAGING PARTNER	C	yes	03/2024	Mar 12, 2024	Sep 20, 2024
PLUMMER, CHRISTOPHER, GEORGE	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 8, 2024	Sep 20, 2024
VANDYGRIFF, MARK, ALLEN	MANAGING PARTNER	C	yes	03/2024	Mar 12, 2024	Sep 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ELEVATUS WEALTH MANAGEMENT, LLC	n/a	Independent wealth	$513M	Y	no	n/a
SEVEN MILE ADVISORY LLC	n/a	Independent wealth	$417M	Y	no	n/a
INVENIO WEALTH PARTNERS, LLC	n/a	Independent wealth	$364M	Y	no	n/a
STONECROP WEALTH ADVISORS, LLC	n/a	Independent wealth	$300M	Y	no	n/a
CHIRON CAPITAL MANAGEMENT, LLC	n/a	Independent wealth	$243M	Y	no	n/a
PROMETHIUM ADVISORS, LLC	n/a	Independent wealth	$235M	Y	no	n/a
CROSSOVER CAPITAL BRANDS LLC	n/a	Independent wealth	$179M	Y	no	n/a
44 NORTH CAPITAL, LLC	n/a	Independent wealth	$125M	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$445M	$445M	4	4	0	n/a	n/a
2024	Mar 26, 2025	$323M	$323M	4	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$445M	$323M	37.8%	n/a	n/a	4	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SHEAFF BROCK INVESTMENT ADVISORS, LLC	3	Mar 27, 2024	Apr 2, 2024	INDIANAPOLIS, IN	Team lift out	RIA to new firm	18.8%

Relationships

Affiliated with (8)

→ STONECROP WEALTH ADVISORS, LLCRegistered adviserother investment adviser, control
factForm ADV
→ CHIRON CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control
factForm ADV
→ INVENIO WEALTH PARTNERS, LLCRegistered adviserother investment adviser, control
factForm ADV
→ SEVEN MILE ADVISORY LLCRegistered adviserother investment adviser, control
factForm ADV
→ ELEVATUS WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, control
factForm ADV
→ CROSSOVER CAPITALRegistered adviserother investment adviser, control
factForm ADV
→ 44 NORTH CAPITAL, LLCRegistered adviserother investment adviser, control
factForm ADV
→ PROMETHIUMRegistered adviserother investment adviser, control
factForm ADV

Registered with (4)

← SETH WILLIAM WEBB HICKLEAdvisorregistration: current employment
Apr 2, 2024 to presentfactForm ADV
← JAMES WILLIAM HUMPHRIESAdvisorregistration: current employment
Apr 2, 2024 to presentfactForm ADV
← MARK ALLEN VANDYGRIFFAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV
← PETER GORMAN BJELOPETROVICHAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV

Controls (5)

← PLUMMER, CHRISTOPHER, GEORGEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 8, 2024 to Sep 20, 2024factForm ADV
← VANDYGRIFF, MARK, ALLENOwnerMANAGING PARTNER, ownership code C, individual
Mar 12, 2024 to Sep 20, 2024factForm ADV
← HICKLE, SETH, WILLIAM WEBBOwnerMANAGING PARTNER, ownership code C, individual
Mar 12, 2024 to Sep 20, 2024factForm ADV
← HUMPHRIES, JAMES, WILLIAMOwnerMANAGING PARTNER, ownership code C, individual
Mar 12, 2024 to Sep 20, 2024factForm ADV
← BJELOPETROVICH, PETER, GORMANOwnerMANAGING PARTNER, ownership code C, individual
Mar 12, 2024 to Sep 20, 2024factForm ADV

Moved with (1)

← SHEAFF BROCK INVESTMENT ADVISORS, LLCRegistered adviser3 advisors, team lift out, same day
Mar 27, 2024 to Apr 2, 2024factForm ADV

Dated events

Occurred
Feb 23, 2026
Regulatory AUM changed
Mindset Wealth Management, Llc reported RAUM $445.5M, up 38% from $323.4M (2025-11-26 to 2026-02-23)
Form ADVobserved 5 days ago
$122M
Occurred
Mar 26, 2025
Regulatory AUM changed
Mindset Wealth Management, Llc reported RAUM $323.4M, up 57% from $205.7M (2024-09-20 to 2025-03-26)
Form ADVobserved 5 days ago
$118M
Occurred
May 8, 2024
Control person joined
George Christopher Plummer (Chief Compliance Officer) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
May 8, 2024
Control person left
Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of Mindset Wealth Management, Llc (listed 2024-05-07, absent 2024-05-08)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person joined
Gorman Peter Bjelopetrovich (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person joined
William Webb Seth Hickle (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person joined
William James Humphries (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person joined
Allen Mark Vandygriff (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Kristian Lars Olson (Owner And Chief Executive Officer) no longer on Schedule A of Mindset Wealth Management, Llc (listed 2024-03-26, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Team lift-out
3 advisors left Sheaff Brock Investment Advisors, LLC (Indianapolis, IN) for Mindset Wealth Management, LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Mar 12, 2024
Control person joined
Gorman Peter Bjelopetrovich (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 12, 2024
Control person joined
William Webb Seth Hickle (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 12, 2024
Control person joined
William James Humphries (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 12, 2024
Control person joined
Allen Mark Vandygriff (Managing Partner) appeared on Schedule A of Mindset Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Feb 21, 2024
First Form ADV filing
Mindset Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7bde197-ad8a-fe2e-1c0d-859d55445562
First observed: Feb 21, 2024
Last observed: Sep 10, 2026 10 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MINDSET WEALTH MANAGEMENT, LLC

CRD 330384

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7bde197-ad8a-fe2e-1c0d-859d55445562

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ALLEN VANDYGRIFF

n/a

INDIANAPOLIS, IN

PETER GORMAN BJELOPETROVICH

n/a

INDIANAPOLIS, IN

SETH WILLIAM WEBB HICKLE

n/a

INDIANAPOLIS, IN

JAMES WILLIAM HUMPHRIES

n/a

INDIANAPOLIS, IN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BJELOPETROVICH, PETER, GORMAN

MANAGING PARTNER

yes

03/2024

Mar 12, 2024

Sep 20, 2024

HICKLE, SETH, WILLIAM WEBB

MANAGING PARTNER

yes

03/2024

Mar 12, 2024

Sep 20, 2024

HUMPHRIES, JAMES, WILLIAM

MANAGING PARTNER

yes

03/2024

Mar 12, 2024

Sep 20, 2024

PLUMMER, CHRISTOPHER, GEORGE

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 8, 2024

Sep 20, 2024

VANDYGRIFF, MARK, ALLEN

MANAGING PARTNER

yes

03/2024

Mar 12, 2024

Sep 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ELEVATUS WEALTH MANAGEMENT, LLC

n/a

Independent wealth

$513M

n/a

SEVEN MILE ADVISORY LLC

n/a

Independent wealth

$417M

n/a

INVENIO WEALTH PARTNERS, LLC

n/a

Independent wealth

$364M

n/a

STONECROP WEALTH ADVISORS, LLC

n/a

Independent wealth

$300M

n/a

CHIRON CAPITAL MANAGEMENT, LLC

n/a

Independent wealth

$243M

n/a

PROMETHIUM ADVISORS, LLC

n/a

Independent wealth

$235M

n/a

CROSSOVER CAPITAL BRANDS LLC

n/a

Independent wealth

$179M

n/a

44 NORTH CAPITAL, LLC

n/a

Independent wealth

$125M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$445M

n/a

2024

Mar 26, 2025

$323M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$445M

$323M

37.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SHEAFF BROCK INVESTMENT ADVISORS, LLC

Mar 27, 2024

Apr 2, 2024

INDIANAPOLIS, IN

Team lift out

RIA to new firm

18.8%