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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

MICHAEL EARL GARNER

Advisor at MFA WEALTH SERVICES

THOUSAND OAKS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7ffeb98-8003-c199-4ff1-9acdd016dfa0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 23, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Michael Earl Garner

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MFA WEALTH SERVICES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 16
Designations: Certified Financial Planner
Exams: S66
First exam: May 20, 2005
First registration: May 23, 2005
Dual registered: yes, broker-dealer
Other names: GARNER E MICHAEL
IAPD individual key: 4936494

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MFA WEALTH SERVICES	Independent wealth	Oct 17, 2013	n/a	yes	THOUSAND OAKS, CA	Current employment
ALLIANCE ADVISORY & SECURITIES, LLC	Independent wealth	May 23, 2005	Oct 11, 2013	no	STEVENSON RANCH, CA\|BIG BEAR LAKE, CA\|TEMECULA, CA\|WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA\|THOUSAND OAKS, CA\|VENTURA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLIANCE ADVISORY & SECURITIES, LLC	MFA WEALTH SERVICES	Oct 11, 2013	Oct 17, 2013	6	Firm change	Other

Relationships

Registered with (2)

→ MFA WEALTH SERVICESRegistered adviserregistration: current employment
Oct 17, 2013 to presentfactForm ADV
→ ALLIANCE ADVISORY & SECURITIES, LLCRegistered adviserregistration: previous registration
May 23, 2005 to Oct 11, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7ffeb98-8003-c199-4ff1-9acdd016dfa0
First observed: May 23, 2005
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL EARL GARNER

Advisor at MFA WEALTH SERVICES

THOUSAND OAKS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7ffeb98-8003-c199-4ff1-9acdd016dfa0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MFA WEALTH SERVICES

Independent wealth

Oct 17, 2013

n/a

yes

THOUSAND OAKS, CA

Current employment

ALLIANCE ADVISORY & SECURITIES, LLC

Independent wealth

May 23, 2005

Oct 11, 2013

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ALLIANCE ADVISORY & SECURITIES, LLC

MFA WEALTH SERVICES

Oct 11, 2013

Oct 17, 2013

Firm change

Other