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Advisor at DIVERSIFIED, LLC
Wayne, PA | WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFIED, LLC | Independent wealth | Aug 5, 2024 | n/a | yes | Wayne, PA|WILMINGTON, DE | Current employment |
| DIVERSIFIED, LLC | Former SEC adviser | Apr 30, 2024 | Nov 4, 2024 | no | Wayne, PA|WILMINGTON, DE | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Feb 14, 2014 | Oct 31, 2015 | no | Philadelphia, PA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Aug 21, 2012 | Dec 7, 2013 | no | PHILADELPHIA, PA|FORT WAYNE, IN|PHILADELPHIA, PA | Previous registration |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | n/a | Dec 3, 2007 | Feb 24, 2011 | no | RADNOR, PA|RADNOR, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 6, 2006 | Sep 26, 2006 | no | WAYNE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIVERSIFIED, LLC | DIVERSIFIED, LLC | Nov 4, 2024 | Aug 5, 2024 | -91 | Channel change | RIA to RIA |
| ADVICE AND PLANNING SERVICES | DIVERSIFIED, LLC | Oct 31, 2015 | Apr 30, 2024 | 3,104 | Firm change after gap | Other |
| OSAIC FA, INC. | ADVICE AND PLANNING SERVICES | Dec 7, 2013 | Feb 14, 2014 | 69 | Firm change | Other |
| LINCOLN FINANCIAL DISTRIBUTORS, INC. | OSAIC FA, INC. | Feb 24, 2011 | Aug 21, 2012 | 544 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LINCOLN FINANCIAL DISTRIBUTORS, INC. | Sep 26, 2006 | Dec 3, 2007 | 433 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 123859:331709:DE:2024-11-04 | Nov 4, 2024 | Aug 5, 2024 | WILMINGTON, DE | Firm change after gap |