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J••• P•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J••• P•••••• L••••

Advisor at W•••• A•••••••

Westminster, CO | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:712136bf-7889-54e4-3450-55ca9331f466

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• A•••••••	Independent wealth	Jun 16, 2025	n/a	yes	Westminster, CO\|CHARLOTTE, NC	Current employment
L•••• F•••••••• G••••	State registered	Jul 25, 2023	Sep 19, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W•••• A•••••••• I••	L•••• F•••••••• G••••	Jul 24, 2024	Jul 25, 2023	-365	Firm change after gap	RIA to state RIA
L•••• F•••••••• G••••	W•••• A•••••••	Sep 19, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153175:119880:GA:2016-09-02	Sep 2, 2016	Sep 6, 2016	ACW••••, GA	Firm change

Relationships

Registered with (6)

→ W•••• A•••••••Registered adviserregistration: current employment
Jun 16, 2025 to presentfactForm ADV
→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
Aug 25, 2017 to Jul 24, 2024factForm ADV
→ L•••• F•••••••• G••••Registered adviserregistration: previous registration
Jul 25, 2023 to Sep 19, 2023factForm ADV
→ R•••• F••• M••••••••• L••

Dated events

Occurred
Jul 24, 2024
Advisor changed firm
J••• P•••••• L•••• left W••••• W•••• A•••••••• I•• for L•••• F•••••••• G•••• (registered 2023-07-25)
Form ADVobserved 7 days ago
Occurred
Sep 19, 2023
Advisor changed firm
J••• P•••••• L•••• left L•••• F•••••••• G•••• for W•••• A••••••• (registered 2025-06-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:712136bf-7889-54e4-3450-55ca9331f466
First observed: Jun 13, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.