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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CAPITAL POINT FINANCIAL GROUP, LTD.

CRD 171867

GLENVIEW, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:715dfd66-26a1-3bad-ab29-2e7b37cab031

Data as of Feb 13, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 13
On other graphs: 0
Observed: Apr 3, 2018 to Feb 13, 2023
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $313MItem 5.F on the latest filing (2023-02-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $309MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 10
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,604
Individual clients: 633
High net worth clients: 295
SEC number: 801-113136
CRD: 171867
Filings on the tape: 10
First filed: Apr 3, 2018
Latest filed: Feb 13, 2023
Organised: Other (specify), Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SELZER, JOHN, MICHAEL	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	06/2014	Apr 3, 2018	Feb 13, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Sarasota	FL	United States	5	yes
FORT COLLINS	Co	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Feb 13, 2023	$313M	$0	13	10	2	n/a	n/a
2021	Mar 22, 2022	$327M	$0	14	11	2	n/a	n/a
2020	Mar 29, 2021	$337M	$0	13	10	2	n/a	n/a
2019	Mar 24, 2020	$270M	$0	14	10	2	n/a	n/a
2018	Mar 20, 2019	$186M	$0	9	7	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$313M	$327M	-4.4%	$270M	5.0%	13	14	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TOTAL CLARITY WEALTH MANAGEMENT, INC	5	Jan 8, 2024	Apr 2, 2024	GLENVIEW, IL	Firm absorbed	RIA to RIA	50.0%
LPL FINANCIAL LLC	3	Jan 8, 2024	Mar 5, 2024	GLENVIEW, IL	Team lift out	RIA to ibd	30.0%

Relationships

Controls (1)

← SELZER, JOHN, MICHAELOwnerPRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 3, 2018 to presentfactForm ADV

Moved with (2)

→ TOTAL CLARITY WEALTH MANAGEMENT, INCRegistered adviser5 advisors, firm absorbed, same day
Jan 8, 2024 to Apr 2, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviser3 advisors, team lift out, same day
Jan 8, 2024 to Mar 5, 2024factForm ADV

Registered with (10)

← JOHN MICHAEL SELZERAdvisorregistration: previous registration
Sep 17, 2014 to Jan 8, 2024factForm ADV
← DAVID SCOTT HOGABOOMAdvisorregistration: previous registration
Nov 14, 2018 to Jan 8, 2024factForm ADV
← JOHN J LONGAdvisorregistration: previous registration
Nov 8, 2019 to Jan 8, 2024factForm ADV
← MATTHEW JOHN FOUNTAINAdvisorregistration: previous registration
Jun 17, 2016 to Jan 8, 2024factForm ADV
← DAVID WILLIAM CHADWICKAdvisorregistration: previous registration
Aug 29, 2018 to Jan 8, 2024factForm ADV
← MARTIN JOHN FOGARTYAdvisorregistration: previous registration
Sep 8, 2017 to Jan 8, 2024factForm ADV
← PATRICK GILLAdvisorregistration: previous registration
Jan 3, 2017 to Jan 8, 2024factForm ADV
← BRENDAN MICHAEL KRAHLAdvisorregistration: previous registration
Apr 17, 2018 to Jan 8, 2024factForm ADV
← KONRAD ZAGZEBSKIAdvisorregistration: previous registration
Oct 15, 2019 to Jan 8, 2024factForm ADV
← Casey W MossAdvisorregistration: previous registration
Jan 27, 2022 to Jan 8, 2024factForm ADV

Dated events

Occurred
Jan 8, 2024
Team lift-out
3 advisors left Capital Point Financial Group, LTD. (Glenview, IL) for LPL Financial LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Jan 8, 2024
Firm absorbed
Capital Point Financial Group, LTD.'s advisors moved to Total Clarity Wealth Management, Inc (Glenview, IL): 5 of 10 registered, on the same day
Form ADVobserved 3 days ago
5 advisors
Occurred
Jan 8, 2024
Advisor changed firm
Matthew John Fountain left Capital Point Financial Group, Ltd. for Total Clarity Wealth Management, Inc (registered 2023-12-20)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Brendan Michael Krahl left Capital Point Financial Group, Ltd. for Total Clarity Wealth Management, Inc (registered 2023-12-21)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Konrad Zagzebski left Capital Point Financial Group, Ltd. for Lpl Financial Llc (registered 2021-11-03)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Martin John Fogarty left Capital Point Financial Group, Ltd. for Total Clarity Wealth Management, Inc (registered 2024-04-02)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Casey W Moss left Capital Point Financial Group, Ltd. for Total Clarity Wealth Management, Inc (registered 2023-12-18)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
David William Chadwick left Capital Point Financial Group, Ltd. for Total Clarity Wealth Management, Inc (registered 2023-12-20)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
John J Long left Capital Point Financial Group, Ltd. for Total Clarity Wealth Management, Inc (registered 2023-12-21)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Patrick Gill left Capital Point Financial Group, Ltd. for Lpl Financial Llc (registered 2024-03-05)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
John Michael Selzer left Capital Point Financial Group, Ltd. for Allworth Financial, L.P. (registered 2024-01-02)
Form ADVobserved 4 days ago
Occurred
Jan 8, 2024
Advisor changed firm
David Scott Hogaboom left Capital Point Financial Group, Ltd. for Lpl Financial Llc (registered 2021-04-14)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2018
First Form ADV filing
Capital Point Financial Group, Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:715dfd66-26a1-3bad-ab29-2e7b37cab031
First observed: Apr 3, 2018
Last observed: Feb 13, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL POINT FINANCIAL GROUP, LTD.

CRD 171867

GLENVIEW, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:715dfd66-26a1-3bad-ab29-2e7b37cab031

Data as of Feb 13, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:29 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SELZER, JOHN, MICHAEL

PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

06/2014

Apr 3, 2018

Feb 13, 2023

City

State

Country

Employees

Also broker-dealer

Sarasota

United States

yes

FORT COLLINS

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Feb 13, 2023

$313M

n/a

2021

Mar 22, 2022

$327M

n/a

2020

Mar 29, 2021

$337M

n/a

2019

Mar 24, 2020

$270M

n/a

2018

Mar 20, 2019

$186M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$313M

$327M

-4.4%

$270M

5.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TOTAL CLARITY WEALTH MANAGEMENT, INC

Jan 8, 2024

Apr 2, 2024

GLENVIEW, IL

Firm absorbed

RIA to RIA

50.0%

LPL FINANCIAL LLC

Jan 8, 2024

Mar 5, 2024

GLENVIEW, IL

Team lift out

RIA to ibd

30.0%