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Advisor at TOTAL CLARITY WEALTH MANAGEMENT, INC
ST. CHARLES, IL | Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TOTAL CLARITY WEALTH MANAGEMENT, INC | Independent wealth | Dec 20, 2023 | n/a | yes | ST. CHARLES, IL|Sarasota, FL | Current employment |
| CAPITAL POINT FINANCIAL GROUP, LTD. | Former SEC adviser | Jun 17, 2016 | Jan 8, 2024 | no | GLENVIEW, IL|SARASOTA, FL | Previous registration |
| GAINES FINANCIAL GROUP | Former SEC adviser | Oct 27, 2015 | Jul 1, 2016 | no | Sarasota, FL|BOCA RATON, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Oct 6, 2015 | no | Sarasota, FL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jul 3, 2007 | Oct 5, 2009 | no | SARASOTA, FL|SARASOTA, FL|ORLANDO, FL|DAVIE, FL|ALACHUA, FL|TALLAHASEE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL POINT FINANCIAL GROUP, LTD. | TOTAL CLARITY WEALTH MANAGEMENT, INC | Jan 8, 2024 | Dec 20, 2023 | -19 | Firm change | RIA to RIA |
| GAINES FINANCIAL GROUP | CAPITAL POINT FINANCIAL GROUP, LTD. | Jul 1, 2016 | Jun 17, 2016 | -14 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | GAINES FINANCIAL GROUP | Oct 6, 2015 | Oct 27, 2015 | 21 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |