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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

PATRICK GILL

Advisor at LPL FINANCIAL LLC

PARK RIDGE, IL

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Search this name across graphsid dfx:ria:ae1b364d-e9ea-0d74-fbca-447c54878a7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 5, 2002
First registration: Jan 23, 2003
Dual registered: yes, broker-dealer
Other names: PATRICK A GILL|PATRICK A GILL|PATRICK AUSTIN GILL
IAPD individual key: 4440151

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 5, 2024	n/a	yes	PARK RIDGE, IL\|PARK RIDGE, IL	Current employment
CAPITAL POINT FINANCIAL GROUP, LTD.	Former SEC adviser	Jan 3, 2017	Jan 8, 2024	no	GLENVIEW, IL	Previous registration
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Apr 24, 2014	Mar 23, 2017	no	CHICAGO, IL\|DALLAS, TX	Previous registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	May 1, 2006	Apr 11, 2014	no	ELMHURST, IL	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Aug 25, 2005	Sep 27, 2005	no	CHICAGO, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 23, 2003	Aug 23, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL POINT FINANCIAL GROUP, LTD.	LPL FINANCIAL LLC	Jan 8, 2024	Mar 5, 2024	57	Firm change	RIA to ibd
LEVEL FOUR ADVISORY SERVICES	CAPITAL POINT FINANCIAL GROUP, LTD.	Mar 23, 2017	Jan 3, 2017	-79	Firm change after gap	Other
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	LEVEL FOUR ADVISORY SERVICES	Apr 11, 2014	Apr 24, 2014	13	Firm change	Other
OPPENHEIMER & CO. INC.	LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Sep 27, 2005	May 1, 2006	216	Firm change	Other
MORGAN STANLEY DW INC.	OPPENHEIMER & CO. INC.	Aug 23, 2005	Aug 25, 2005	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171867:6413:IL:2024-01-08	Jan 8, 2024	Mar 5, 2024	GLENVIEW, IL	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 5, 2024 to presentfactForm ADV
→ CAPITAL POINT FINANCIAL GROUP, LTD.Registered adviserregistration: previous registration
Jan 3, 2017 to Jan 8, 2024factForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 24, 2014 to Mar 23, 2017factForm ADV
→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: previous registration
May 1, 2006 to Apr 11, 2014factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Aug 25, 2005 to Sep 27, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 23, 2003 to Aug 23, 2005factForm ADV

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
Patrick Gill left Capital Point Financial Group, Ltd. for Lpl Financial Llc (registered 2024-03-05)
Form ADVobserved 3 days ago