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RIA / WealthAdvisorCertified Financial Planner36 years in industry

DENNIS M PROST

Advisor at VIMA, LLC

TROY, MI | Troy, MI

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Search this name across graphsid dfx:ria:716a4729-13a4-2d6d-a726-9f7e30801b33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIMA, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 31, 1989
First registration: Apr 13, 2010
Dual registered: no
Other names: DENNIS MICHAEL PROST
IAPD individual key: 1983921

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIMA, LLC	Independent wealth	Jul 26, 2022	n/a	yes	TROY, MI\|Troy, MI	Current employment
PVG ASSET MANAGEMENT CORP	Mixed wealth	Feb 11, 2020	Jul 29, 2022	no	Troy, MI	Previous registration
HARVEST INVESTMENT SERVICES, LLC	Independent wealth	Jan 8, 2014	Feb 6, 2020	no	OAKBROOK TERRACE, IL\|TROY, MI	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Apr 13, 2010	Jul 18, 2018	no	TROY, MI\|TROY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PVG ASSET MANAGEMENT CORP	VIMA, LLC	Jul 29, 2022	Jul 26, 2022	-3	Firm change	Other
HARVEST INVESTMENT SERVICES, LLC	PVG ASSET MANAGEMENT CORP	Feb 6, 2020	Feb 11, 2020	5	Firm change	RIA to RIA
CONCOURSE FINANCIAL GROUP ADVISORS	HARVEST INVESTMENT SERVICES, LLC	Jul 18, 2018	Jan 8, 2014	-1,652	Firm change after gap	Other

Relationships

Registered with (4)

→ VIMA, LLCRegistered adviserregistration: current employment
Jul 26, 2022 to presentfactForm ADV
→ PVG ASSET MANAGEMENT CORPRegistered adviserregistration: previous registration
Feb 11, 2020 to Jul 29, 2022factForm ADV
→ HARVEST INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Jan 8, 2014 to Feb 6, 2020factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Apr 13, 2010 to Jul 18, 2018factForm ADV

Dated events

Occurred
Jul 29, 2022
Advisor changed firm
Dennis M Prost left Pvg Asset Management Corp for Vima, Llc (registered 2022-07-26)
Form ADVobserved 6 days ago