RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M• P••••
- V•••• L•• independent RIA currentsince Jul 26, 2022 · Troy, Mi
- P•• A•••• M••••••••• C••• mixed wealthFeb 11, 2020 to Jul 29, 2022 · Troy, Mi
- H•••••• I••••••••• S•••••••• L•• independent RIAJan 8, 2014 to Feb 6, 2020 · Oakbrook Terrace, Il
- C•••••••• F•••••••• G•••• A••••••• formerApr 13, 2010 to Jul 18, 2018 · Troy, Mi
- P•• A•••• M••••••••• C••• to V•••• L••left Jul 29, 2022, registered Jul 26, 2022 (-3 days) · Other
- H•••••• I••••••••• S•••••••• L•• to P•• A•••• M••••••••• C•••left Feb 6, 2020, registered Feb 11, 2020 (5 days) · RIA to RIA
- C•••••••• F•••••••• G•••• A••••••• to H•••••• I••••••••• S•••••••• L••left Jul 18, 2018, registered Jan 8, 2014 (-1652 days) · Other
- D••••• M• P•••• left P•• A•••• M••••••••• C••• for V•••• L•• (registered 2022-07-26)Jul 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address