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Advisor at FOCUS PARTNERS WEALTH, LLC
Concord, NH | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Nov 28, 2019 | n/a | yes | Concord, NH|ST. LOUIS, MO | Current employment |
| HARVEST CAPITAL MANAGEMENT INC | Former SEC adviser | Jun 21, 2011 | Nov 14, 2019 | no | CONCORD, NH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Apr 1, 2011 | no | MANCHESTER, NH|MANCHESTER, NH|MANCHESTER, NH | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 9, 2007 | Oct 23, 2009 | no | MANCHESTER, NH|MANCHESTER, NH|MANCHESTER, NH|MANCHESTER, NH|MANCHESTER, NH|MANCHESTER, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARVEST CAPITAL MANAGEMENT INC | FOCUS PARTNERS WEALTH, LLC | Nov 14, 2019 | Nov 28, 2019 | 14 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HARVEST CAPITAL MANAGEMENT INC | Apr 1, 2011 | Jun 21, 2011 | 81 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106613:159289:NH:2019-11-14 | Nov 14, 2019 | Nov 28, 2019 | CONCORD, NH | Firm change |