DFX Intelligence

G•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

G•••••• G•••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | OAKLAND, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 20, 2024	n/a	yes	OAKLAND, NJ\|PLYMOUTH, MN	Current employment
A•••• F•••••••• F••••••••• L••	Former SEC adviser	Oct 4, 2022	Jun 18, 2024	no	Oakland, NJ\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• F•••••••• F••••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Jun 18, 2024	Jun 20, 2024	2	Firm change	RIA to RIA
S•••••• W••••• P•••••••• L••	A•••• F•••••••• F••••••••• L••	Sep 30, 2022	Oct 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
307310:116407:FL:2024-06-18	Jun 18, 2024	Jun 20, 2024	SARASOTA, FL	Firm change

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 20, 2024 to presentfactForm ADV
→ A•••• F•••••••• F••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2022 to Jun 18, 2024factForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 24, 2020 to Sep 30, 2022factForm ADV
→ G•••••••• W••••• M••••••••• L••

Dated events

Order

Occurred
18 Jun 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
30 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 6, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.