DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• G•••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mn IA-onlyIAPD 5524262

Certified Financial Planner

Feed of 09/15/2026

Also filed as Greg Giardino

At current firm

2 y

since Jun 20, 2024

In the industry

14 y

since Nov 4, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Jun 20, 2024 · Oakland, Nj
A•••• F•••••••• F••••••••• L•• former
Oct 4, 2022 to Jun 18, 2024 · Oakland, Nj
S•••••• W••••• P•••••••• L•• BD affiliated
Jul 24, 2020 to Sep 30, 2022 · Tarrytown, Ny
G•••••••• W••••• M••••••••• L•• former
Jan 3, 2013 to Jul 24, 2020 · Edison, Nj
M•• F•••••••• S•••••••• I••• former
Dec 6, 2011 to Oct 30, 2012 · Short Hills, Nj

Moves

a registration end followed by a registration begin elsewhere

A•••• F•••••••• F••••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
left Jun 18, 2024, registered Jun 20, 2024 (2 days) · RIA to RIA · moved with a team
S•••••• W••••• P•••••••• L•• to A•••• F•••••••• F••••••••• L••
left Sep 30, 2022, registered Oct 4, 2022 (4 days) · Affiliated broker-dealer or bank to independent RIA
G•••••••• W••••• M••••••••• L•• to S•••••• W••••• P•••••••• L••
left Jul 24, 2020, registered Jul 24, 2020 (0 days) · RIA to affiliated broker-dealer or bank
M•• F•••••••• S•••••••• I••• to G•••••••• W••••• M••••••••• L••
left Oct 30, 2012, registered Jan 3, 2013 (65 days) · Other

Signals

G•••••• G••••••• left A•••• F•••••••• F••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-06-20)
Jun 18, 2024 · Advisor changed firm · fact
G•••••• G••••••• left S•••••• W••••• P•••••••• L•• for A•••• F•••••••• F••••••••• L•• (registered 2022-10-04)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address