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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ATLAS FIDUCIARY FINANCIAL, LLC

MATTIA AND ASSOCIATES, L.L.C., CRD 307310

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20bacb67-d19c-4cb0-c4a2-2792ba879f6c

Data as of Mar 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Jan 16, 2020 to Mar 12, 2024
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $231MItem 5.F on the latest filing (2024-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $231M
Private client RAUM: $231MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 535
Individual clients: 71
High net worth clients: 102
SEC number: 801-118084
CRD: 307310
Filings on the tape: 20
First filed: Jan 16, 2020
Latest filed: Mar 12, 2024
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRAFFEN, STEPHEN, CHARLES	CIO AND CHIEF COMPLIANCE OFFICER	C	yes	11/2021	Jan 12, 2022	Mar 12, 2024
MATTIA, LAURA, HILLARY	Ceo	D	yes	01/2020	Jan 16, 2020	Mar 12, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Oakland	Nj	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 12, 2024	$231M	$231M	6	5	1	n/a	n/a
2022	Feb 21, 2023	$178M	$178M	7	5	1	n/a	n/a
2021	Jan 12, 2022	$152M	$152M	5	5	1	n/a	n/a
2020	Feb 2, 2021	$134M	$134M	5	5	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$231M	$178M	29.7%	$134M	19.9%	6	7	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	3	Jun 18, 2024	Jun 21, 2024	SARASOTA, FL	Firm absorbed	RIA to RIA	75.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STONEGATE WEALTH MANAGEMENT, LLC	2	Aug 17, 2020	Sep 29, 2020	CARY, NC	Team lift out	RIA to new firm	40.0%

Relationships

Controls (2)

← CRAFFEN, STEPHEN, CHARLESOwnerCIO AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jan 12, 2022 to presentfactForm ADV
← MATTIA, LAURA, HILLARYOwnerCEO, ownership code D, individual
Jan 16, 2020 to presentfactForm ADV

Moved with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser3 advisors, firm absorbed, same day
Jun 18, 2024 to Jun 21, 2024factForm ADV
← STONEGATE WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Aug 17, 2020 to Sep 29, 2020factForm ADV

Registered with (6)

← STEPHEN CHARLES CRAFFENAdvisorregistration: previous registration
Sep 21, 2020 to Jun 18, 2024factForm ADV
← Laura MattiaAdvisorregistration: previous registration
Jul 28, 2020 to Jun 18, 2024factForm ADV
← Gregory GiardinoAdvisorregistration: previous registration
Oct 4, 2022 to Jun 18, 2024factForm ADV
← Alison Aileen HallAdvisorregistration: previous registration
Sep 2, 2020 to Jun 18, 2024factForm ADV
← Evan K SmithAdvisorregistration: previous registration
May 18, 2022 to Jul 11, 2022factForm ADV
← GARY HENRY HIRSHAdvisorregistration: previous registration
Sep 29, 2020 to Aug 4, 2021factForm ADV

Dated events

Occurred
Jun 18, 2024
Firm absorbed
Atlas Fiduciary Financial, LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (Sarasota, FL): 3 of 4 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Jun 18, 2024
Advisor changed firm
Alison Aileen Hall left Atlas Fiduciary Financial, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-06-21)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2024
Advisor changed firm
Laura Mattia left Atlas Fiduciary Financial, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-06-21)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2024
Advisor changed firm
Stephen Charles Craffen left Atlas Fiduciary Financial, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-06-17)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2024
Advisor changed firm
Gregory Giardino left Atlas Fiduciary Financial, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-06-20)
Form ADVobserved 5 days ago
Occurred
Jul 11, 2022
Advisor changed firm
Evan K Smith left Atlas Fiduciary Financial, Llc for Beacon Trust (registered 2023-07-12)
Form ADVobserved 5 days ago
Occurred
Jan 12, 2022
Control person joined
Charles Stephen Craffen (Cio And Chief Compliance Officer) appeared on Schedule A of Atlas Fiduciary Financial, Llc
Form ADVobserved 5 days ago
Occurred
Jan 16, 2020
First Form ADV filing
Mattia And Associates, L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20bacb67-d19c-4cb0-c4a2-2792ba879f6c
First observed: Jan 16, 2020
Last observed: Mar 12, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATLAS FIDUCIARY FINANCIAL, LLC

MATTIA AND ASSOCIATES, L.L.C., CRD 307310

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20bacb67-d19c-4cb0-c4a2-2792ba879f6c

Data as of Mar 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRAFFEN, STEPHEN, CHARLES

CIO AND CHIEF COMPLIANCE OFFICER

yes

11/2021

Jan 12, 2022

Mar 12, 2024

MATTIA, LAURA, HILLARY

Ceo

yes

01/2020

Jan 16, 2020

Mar 12, 2024

City

State

Country

Employees

Also broker-dealer

Oakland

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 12, 2024

$231M

n/a

2022

Feb 21, 2023

$178M

n/a

2021

Jan 12, 2022

$152M

n/a

2020

Feb 2, 2021

$134M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$231M

$178M

29.7%

$134M

19.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jun 18, 2024

Jun 21, 2024

SARASOTA, FL

Firm absorbed

RIA to RIA

75.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STONEGATE WEALTH MANAGEMENT, LLC

Aug 17, 2020

Sep 29, 2020

CARY, NC

Team lift out

RIA to new firm

40.0%