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RIA / WealthAdvisorCertified Financial Planner22 years in industry

SETH JOSEPH KELLY

Advisor at MARINER

DEDHAM, MA | Foxborough, MA | Portsmouth, RI

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Search this name across graphsid dfx:ria:717ec47a-d1a6-eeea-674f-2192fc5ba978

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Mar 12, 2004
First registration: Apr 13, 2007
Dual registered: no
IAPD individual key: 4746595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	May 12, 2023	n/a	yes	Foxborough, MA\|DEDHAM, MA\|Portsmouth, RI	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 1, 2018	Jun 6, 2023	no	FOXBORO, MA	Previous registration
EDELMAN FINANCIAL SERVICES, LLC	Former SEC adviser	Sep 17, 2013	Nov 1, 2018	no	NEEDHAM, MA\|FAIRFAX, VA\|FOXBORO, MA\|MANSFIELD, MA\|NEWTON, MA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 13, 2012	Sep 4, 2013	no	WALTHAM, MA\|PROVIDENCE, RI	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 13, 2007	Jan 17, 2012	no	MERRIMACK, NH\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	Mariner	Jun 6, 2023	May 12, 2023	-25	Firm change	RIA to ibd
EDELMAN FINANCIAL SERVICES, LLC	EDELMAN FINANCIAL ENGINES	Nov 1, 2018	Nov 1, 2018	0	Bulk transfer	Ibd to RIA
ADVICE AND PLANNING SERVICES	EDELMAN FINANCIAL SERVICES, LLC	Sep 4, 2013	Sep 17, 2013	13	Firm change	Other
STRATEGIC ADVISERS LLC	ADVICE AND PLANNING SERVICES	Jan 17, 2012	Feb 13, 2012	27	Firm change	Other

Relationships

Registered with (5)

→ MARINERRegistered adviserregistration: current employment
May 12, 2023 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 1, 2018 to Jun 6, 2023factForm ADV
→ EDELMAN FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 17, 2013 to Nov 1, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Feb 13, 2012 to Sep 4, 2013factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 13, 2007 to Jan 17, 2012factForm ADV

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
Seth Joseph Kelly left Edelman Financial Engines for Mariner (registered 2023-05-12)
Form ADVobserved 5 days ago