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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)33 years in industry

Patrick Heewoong Kim

Advisor at TLG ADVISORS, INC.

Los Angeles, CA | SUMMIT, NJ

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Search this name across graphsid dfx:ria:7198d63d-de4e-50bf-3dad-fff65d983f80

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: May 13, 1993
First registration: Oct 14, 2013
Dual registered: yes, broker-dealer
Other names: JJ KIM|HEEWOONG KIM|J J KIM
IAPD individual key: 2341092

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Jan 1, 2025	n/a	yes	SUMMIT, NJ\|Los Angeles, CA	Current employment
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	Jun 10, 2024	no	LOS ANGELES, CA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	May 4, 2021	Nov 1, 2021	no	Los Angeles, CA\|LOS ANGELES, CA\|Glendale, AZ\|Austin, TX\|Lincoln, NE	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Jun 17, 2020	May 5, 2021	no	PLACENTIA, CA	Previous registration
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Mar 21, 2019	Mar 31, 2020	no	GARDENA, CA\|CINCINNATI, OH\|Cerritos, CA\|ORANGE, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 14, 2013	May 17, 2016	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES, LLC	TLG ADVISORS, INC.	Jun 10, 2024	Jan 1, 2025	205	Firm change	Ibd to ibd
AMERITAS ADVISORY SERVICES	AMERITAS ADVISORY SERVICES, LLC	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
CROWN CAPITAL SECURITIES, L.P.	AMERITAS ADVISORY SERVICES	May 5, 2021	May 4, 2021	-1	Firm change	Ibd to ibd
W&S BROKERAGE SERVICES, INC.	CROWN CAPITAL SECURITIES, L.P.	Mar 31, 2020	Jun 17, 2020	78	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	W&S BROKERAGE SERVICES, INC.	May 17, 2016	Mar 21, 2019	1,038	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
317245:111052:CA:2024-06-06	Jun 10, 2024	Jan 1, 2025	LOS ANGELES, CA	Firm change

Relationships

Registered with (6)

→ TLG ADVISORS, INC.Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Jun 10, 2024factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
May 4, 2021 to Nov 1, 2021factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Jun 17, 2020 to May 5, 2021factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Mar 21, 2019 to Mar 31, 2020factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 14, 2013 to May 17, 2016factForm ADV

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
Patrick Heewoong Kim left Ameritas Advisory Services, Llc for Tlg Advisors, Inc. (registered 2025-01-01)
Form ADVobserved 6 days ago