DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Patrick Heewoong Kim

Tlg Advisors, Inc.BD affiliatedLos Angeles, Ca dual registrantIAPD 2341092

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Jj Kim

At current firm

1 y

since Jan 1, 2025

In the industry

33 y

since May 13, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Tlg Advisors, Inc. BD affiliated current
since Jan 1, 2025 · Summit, Nj
Ameritas Advisory Services, LLC BD affiliated
Nov 1, 2021 to Jun 10, 2024 · Los Angeles, Ca
Ameritas Advisory Services former
May 4, 2021 to Nov 1, 2021 · Los Angeles, Ca
Crown Capital Securities, L.P. former
Jun 17, 2020 to May 5, 2021 · Placentia, Ca
W&S Brokerage Services, Inc. BD affiliated
Mar 21, 2019 to Mar 31, 2020 · Gardena, Ca
Pruco Securities, LLC no RAUM
Oct 14, 2013 to May 17, 2016 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

Ameritas Advisory Services, LLC to Tlg Advisors, Inc.
left Jun 10, 2024, registered Jan 1, 2025 (205 days) · Affiliated broker-dealer or bank to another · moved with a team
Ameritas Advisory Services to Ameritas Advisory Services, LLC
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
Crown Capital Securities, L.P. to Ameritas Advisory Services
left May 5, 2021, registered May 4, 2021 (-1 days) · Affiliated broker-dealer or bank to another
W&S Brokerage Services, Inc. to Crown Capital Securities, L.P.
left Mar 31, 2020, registered Jun 17, 2020 (78 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to W&S Brokerage Services, Inc.
left May 17, 2016, registered Mar 21, 2019 (1038 days) · Other

Signals

Patrick Heewoong Kim left Ameritas Advisory Services, Llc for Tlg Advisors, Inc. (registered 2025-01-01)
Jun 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address