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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FAIRFIELD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 26, 2022 | n/a | yes | FAIRFIELD, CT | Current employment |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Apr 3, 2020 | Jan 26, 2022 | no | JOHNSTON, RI|NORTH HAVEN, CT|BRIDGEPORT, CT|NEW HAVEN, CT|NEW HAVEN, CT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 15, 2018 | May 20, 2020 | no | PURCHASE, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 25, 2016 | Apr 5, 2017 | no | GREENWICH, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 26, 2022 | Apr 26, 2022 | 90 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | CITIZENS SECURITIES, INC. | May 20, 2020 | Apr 3, 2020 | -47 | Firm change after gap | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 5, 2017 | May 15, 2018 | 405 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:CT:2017-03-27 | Apr 5, 2017 | May 15, 2018 | GREENWICH, CT | Firm change after gap |