DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••••• W••••• A•••••••• L••
Rolesville, NC | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Apr 26, 2022 | n/a | yes | Rolesville, NC|WHEATON, IL | Current employment |
| S•••••••• C•••••• | Former SEC adviser | Dec 18, 2020 | Mar 2, 2022 | no | Atlanta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• C•••••• | B••••••••• W••••• A•••••••• L•• | Mar 2, 2022 | Apr 26, 2022 | 55 | Firm change | RIA to RIA |
| S••••••• F•••••••• S•••••••• I••• | S•••••••• C•••••• | Nov 13, 2020 | Dec 18, 2020 |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Aug 20, 2015 | Nov 13, 2020 | no | Birmingham, AL|Sugar Hill, GA|ATLANTA, GA|Birmingham, AL|HOSCHTON, GA | Previous registration |
| S•••••••• F••••••••• I••• | Former SEC adviser | Mar 20, 2015 | Aug 12, 2015 | no | MONTGOMERY, AL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 7, 2014 | Mar 9, 2015 | no | MONTGOMERY, AL | Previous registration |
| 35 |
| Firm change |
| Ibd to RIA |
| S•••••••• F••••••••• I••• | S••••••• F•••••••• S•••••••• I••• | Aug 12, 2015 | Aug 20, 2015 | 8 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | S•••••••• F••••••••• I••• | Mar 9, 2015 | Mar 20, 2015 | 11 | Firm change | Other |