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Advisor at WELLS FARGO ADVISORS
RENO, NV | BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 29, 2026 | n/a | yes | RENO, NV|BELLEVUE, WA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 20, 2014 | Jun 8, 2026 | no | Bellevue, WA|Kenmore, WA | Previous registration |
| APPROPRIATE BALANCE FINANCIAL SERVICES INC | Former SEC adviser | Feb 5, 1987 | Aug 28, 2014 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Jun 8, 2026 | May 29, 2026 | -10 | Firm change | Ibd to wirehouse |
| APPROPRIATE BALANCE FINANCIAL SERVICES INC | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 28, 2014 | Jun 20, 2014 | -69 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:11025:WA:2026-06-08 | Jun 8, 2026 | May 29, 2026 | KENMORE, WA | Firm change |