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Advisor at J.P. MORGAN SECURITIES LLC
THE COLONY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 3, 2022 | n/a | yes | THE COLONY, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 18, 2019 | Jun 9, 2022 | no | DALLAS, TX|LEWISVILLE, TX|FRISCO, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 22, 2017 | Mar 12, 2019 | no | ALLEN, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 2, 2016 | Jun 19, 2017 | no | ALLEN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jun 9, 2022 | Jun 3, 2022 | -6 | Firm change | Wirehouse to wirehouse |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 12, 2019 | Apr 18, 2019 | 37 | Firm change | Ibd to wirehouse |
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 19, 2017 | Jun 22, 2017 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:TX:2022-04-27 | Jun 9, 2022 | Jun 3, 2022 | FRISCO, TX | Firm change |
| 6363:149018:TX:2017-06-15 | Jun 19, 2017 | Jun 22, 2017 | ALLEN, TX | Firm change |