DFX Intelligence

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

James A DeGaetano

Advisor at CWM, LLC

Carlisle, PA | OMAHA, NE | Falls Church, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71f94429-cf88-853a-18ea-bbbb59321eae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 26, 2002
First registration: Jun 11, 2007
Dual registered: no
IAPD individual key: 4568113

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Apr 19, 2022	n/a	yes	OMAHA, NE\|Carlisle, PA\|Falls Church, VA	Current employment
DIAMOND WEALTH ADVISORS	Former SEC adviser	Mar 6, 2017	May 20, 2022	no	CARLISLE, PA	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Mar 2, 2017	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Jun 11, 2007	Dec 15, 2015	no	CARLISLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DIAMOND WEALTH ADVISORS	CWM, LLC	May 20, 2022	Apr 19, 2022	-31	Firm change after gap	RIA to ibd
FIRST COMMAND ADVISORY SERVICES	DIAMOND WEALTH ADVISORS	Mar 2, 2017	Mar 6, 2017	4	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
286163:155344:PA:2022-05-20	May 20, 2022	Apr 19, 2022	CARLISLE, PA	Firm change after gap

Relationships

Registered with (4)

→ CWM, LLCRegistered adviserregistration: current employment
Apr 19, 2022 to presentfactForm ADV
→ DIAMOND WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 6, 2017 to May 20, 2022factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Mar 2, 2017factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jun 11, 2007 to Dec 15, 2015factForm ADV

Dated events

Occurred
May 20, 2022
Advisor changed firm
James A Degaetano left Diamond Wealth Advisors for Cwm, Llc (registered 2022-04-19)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71f94429-cf88-853a-18ea-bbbb59321eae
First observed: Jun 11, 2007
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

James A DeGaetano

Advisor at CWM, LLC

Carlisle, PA | OMAHA, NE | Falls Church, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71f94429-cf88-853a-18ea-bbbb59321eae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CWM, LLC

Bd affiliated wealth

Apr 19, 2022

n/a

yes

OMAHA, NE|Carlisle, PA|Falls Church, VA

Current employment

DIAMOND WEALTH ADVISORS

Former SEC adviser

Mar 6, 2017

May 20, 2022

CARLISLE, PA

Previous registration

FIRST COMMAND ADVISORY SERVICES

Bd affiliated wealth

Dec 15, 2015

Mar 2, 2017

FORT WORTH, TX

Previous registration

FIRST COMMAND FINANCIAL PLANNING, INC.

Former SEC adviser

Jun 11, 2007

Dec 15, 2015

CARLISLE, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

DIAMOND WEALTH ADVISORS

CWM, LLC

May 20, 2022

Apr 19, 2022

-31

Firm change after gap

RIA to ibd

FIRST COMMAND ADVISORY SERVICES

DIAMOND WEALTH ADVISORS

Mar 2, 2017

Mar 6, 2017

Firm change

Other

FIRST COMMAND FINANCIAL PLANNING, INC.

FIRST COMMAND ADVISORY SERVICES

Dec 15, 2015

Bulk transfer

Other

Team

Left

Joined

From

Kind

286163:155344:PA:2022-05-20

May 20, 2022

Apr 19, 2022

CARLISLE, PA

Firm change after gap