DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A• D••••••••

C••• L••BD affiliatedCarlisle, Pa IA-onlyIAPD 4568113

Certified Financial Planner

Feed of 09/15/2026

At current firm

4 y

since Apr 19, 2022

In the industry

23 y

since Sep 26, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Apr 19, 2022 · Omaha, Ne
D•••••• W••••• A••••••• former
Mar 6, 2017 to May 20, 2022 · Carlisle, Pa
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Mar 2, 2017 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jun 11, 2007 to Dec 15, 2015 · Carlisle, Pa

Moves

a registration end followed by a registration begin elsewhere

D•••••• W••••• A••••••• to C••• L••
left May 20, 2022, registered Apr 19, 2022 (-31 days) · RIA to affiliated broker-dealer or bank · moved with a team
F•••• C•••••• A••••••• S••••••• to D•••••• W••••• A•••••••
left Mar 2, 2017, registered Mar 6, 2017 (4 days) · Other
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

J•••• A• D•••••••• left D•••••• W••••• A••••••• for C••• L•• (registered 2022-04-19)
May 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address