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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MARCUS NIGEL ALLEN

Advisor at WELLS FARGO ADVISORS

TEMPE, AZ | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:7201a02e-fcf0-fd2d-1861-d7b37589d6d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Jan 21, 1998
First registration: Nov 28, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 1892722

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 6, 2022	n/a	yes	TEMPE, AZ\|ST. LOUIS, MO\|TEMPE, AZ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 20, 2011	n/a	yes	TEMPE, AZ\|ST. LOUIS, MO\|TEMPE, AZ	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	May 13, 2011	Dec 9, 2011	no	Phoenix, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Nov 22, 2010	no	SCOTTSDALE, AZ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 18, 2009	Oct 23, 2009	no	SCOTTSDALE, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 17, 2008	Feb 27, 2009	no	PHOENIX, AZ\|PHOENIX, AZ\|WESTLAKE, TX	Previous registration
COUNTRYWIDE INVESTMENT SERVICES, INC.	n/a	Nov 28, 2007	Dec 14, 2007	no	CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	WELLS FARGO ADVISORS	Dec 9, 2011	Dec 20, 2011	11	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Nov 22, 2010	May 13, 2011	172	Firm change	Wirehouse to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Feb 27, 2009	Aug 18, 2009	172	Firm change	Other
COUNTRYWIDE INVESTMENT SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Dec 14, 2007	Jan 17, 2008	34	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 6, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Dec 20, 2011 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 13, 2011 to Dec 9, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Nov 22, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 18, 2009 to Oct 23, 2009factForm ADV
→ COUNTRYWIDE INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 28, 2007 to Dec 14, 2007factForm ADV

Dated events

No dated event names this entity yet.