DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••• V••••• A•••••• G••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• V••••• A•••••• G••••• L•• | Independent wealth | Nov 13, 2023 | n/a | yes | BERWYN, PA|Minnetonka, MN | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | May 2, 2018 | n/a | yes | MINNETONKA, MN|PRIOR LAKE, MN | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | L•• F•••••••• L•• | May 4, 2018 | May 2, 2018 | -2 | Firm change | Ibd to RIA |
| P••• A••••• S••••••••• L•• | F•• S••••••••• C••••••••• | Nov 6, 2017 | Nov 13, 2017 |
| F•• S••••••••• C••••••••• | Former SEC adviser | Mar 9, 2018 | May 4, 2018 | no | MINNEAPOLIS, MN|Minneapolis, MN|WEST DES MOINES, IA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Nov 13, 2017 | Feb 12, 2018 | no | MINNEAPOLIS, MN | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Jan 9, 2014 | Nov 6, 2017 | no | MINNETONKA, MN|WAYZATA, MN | Previous registration |
| 7 |
| Firm change |
| Ibd to ibd |