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CRD 173949
MANHATTAN BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH HAYWOOD CHRISMAN | Chartered Financial Analyst | MANHATTAN BEACH, CA | 10 | 21 | 1 | no |
| SEAN MICHAEL SHANNON | Certified Financial Planner|Chartered Financial Analyst | MANHATTAN BEACH, CA | 10 | 18 | 1 | no |
| MATTHEW BRENDAN HAEFNER | Certified Financial Planner | MANHATTAN BEACH, CA | 9 | 15 | 2 | no |
| COCO M LORENZO | Certified Financial Planner | MANHATTAN BEACH, CA | 4 | 21 | 6 | no |
| ALEXANDER JOSEPH YAFTALI | Chartered Financial Analyst | MANHATTAN BEACH, CA | 4 | 11 | n/a | no |
| MIGUEL VINCENTE IRAZABAL | Certified Financial Planner | MANHATTAN BEACH, CA | 3 | 14 | n/a | no |
| WILLIAM JAMES MARTINET | n/a | MANHATTAN BEACH, CA | 3 | 12 | 3 | no |
| Alexandra Morgan Ong | n/a | MANHATTAN BEACH, CA | 1 | 10 | 2 | no |
| Bradley Nelson Klahn | Certified Financial Planner | MANHATTAN BEACH, CA | 0 | 14 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHRISMAN, JOSEPH, HAYWOOD | CO-MANAGING MEMBER | Na | yes | 07/2015 | Mar 27, 2026 | Mar 27, 2026 |
| JOLT C, INC. | Member | C | yes | 07/2018 | Mar 27, 2026 | Mar 27, 2026 |
| SHANNON FAMILY INC. | Member | C | yes | 07/2018 | Mar 27, 2026 | Mar 27, 2026 |
| SHANNON, SEAN, MICHAEL | CO-MANAGING MEMBER | Na | yes | 07/2015 | Mar 27, 2026 | Mar 27, 2026 |
| YAFTALI, ALEXANDER, JOSEPH | MEMBER, CHIEF INVESTMENT OFFICER | Na | yes | 03/2015 | Mar 27, 2026 | Mar 27, 2026 |
| CHRISMAN, JOSEPH, HAYWOOD | Trustee | E | yes | 07/2015 | Jul 16, 2015 | Oct 8, 2024 |
| COYLE, JEFFERY, LEE | Trustee | E | yes | 03/2015 | Nov 26, 2014 | Oct 8, 2024 |
| HAEFNER, MATTHEW, BRENDAN | Trustee | E | yes | 07/2022 | Jul 1, 2022 | Oct 8, 2024 |
| LORENZO, COCO, M | Member | E | yes | 07/2022 | Jul 1, 2022 | Oct 8, 2024 |
| SHANNON, SEAN, MICHAEL | Trustee | E | yes | 07/2015 | Jul 16, 2015 | Oct 8, 2024 |
| YAFTALI, ALEXANDER, JOSEPH | Trustee | E | yes | 07/2022 | Apr 29, 2015 | Oct 8, 2024 |
| ALEXANDER J. YAFTALI FAMILY TRUST | Member | A | no | 07/2022 | Mar 27, 2026 | Mar 27, 2026 |
| COYLE FAMILY TRUST | Member | Na | no | 12/2015 | Mar 27, 2026 | Mar 27, 2026 |
| GREGORY, CLAIRE, ARDEN | MEMBER, CHIEF COMPLIANCE OFFICER | Na | no | 01/2023 | Mar 27, 2026 | Mar 27, 2026 |
| LAZEL INC. | Member | Na | no | 07/2022 | Mar 27, 2026 | Mar 27, 2026 |
| TEME INC. | Member | Na | no | 07/2022 | Mar 27, 2026 | Mar 27, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $3.2B | $3.2B | 20 | 10 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $2.6B | $2.5B | 16 | 7 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $2.2B | $2.2B | 15 | 7 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.8B | $1.7B | 11 | 7 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $2.0B | $1.9B | 12 | 7 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | $1.6B | $1.5B | 12 | 11 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $1.5B | $1.5B | 9 | 8 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.2B | $1.1B | 8 | 7 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.1B | $1.1B | 7 | 5 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $780M | $739M | 7 | 5 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $551M | $542M | 5 | 4 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.2B | $2.6B | 26.0% | $1.8B | 22.1% | 20 | 16 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Lourdmurray | 2 | Jul 16, 2015 | Feb 5, 2016 | BEVERLY HILLS, CA | Team lift out | Other | 25.0% |