DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Monograph Wealth Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Nov 26, 2014 · 32 filings
SEC status approved since Jan 2, 2015
RAUM
$3.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
91%
$2.9B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$361M
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$3.2B as of Mar 27, 2026
Mar 21, 2016$551M then
HNW client RAUM$2.9B as of Mar 27, 2026
Mar 29, 2018$1.1B then
State-registered IARs (5.B.3)7 as of Mar 27, 2026
Mar 21, 20160 then
Employees (5.A)20 as of Mar 27, 2026
Mar 21, 20165 then
Private funds: no history
RAUM +26% over the last fiscal year+22% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $361MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $19.1MderivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $1.7B, 124 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.9B90%
- Charitable organizations$245M7.5%
- Corporations and businesses$63.6M2.0%
- Individuals$20.5M0.6%
- Individual clients
- 53reported
- HNW clients
- 153reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 1,125reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 124 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Haywood ChrismanChartered Financial Analyst | Manhattan Beach, Ca | Feb 5, 2016 | 21 y | 1 |
| Sean Michael ShannonCertified Financial Planner, Chartered Financial Analyst | Manhattan Beach, Ca | Feb 5, 2016 | 18 y | 1 |
| Matthew Brendan HaefnerCertified Financial Planner | Manhattan Beach, Ca | Jan 19, 2017 | 15 y | 2 |
| Coco M LorenzoCertified Financial Planner | Manhattan Beach, Ca | Apr 14, 2022 | 21 y | 6 |
| Alexander Joseph YaftaliChartered Financial Analyst | Manhattan Beach, Ca | Jul 1, 2022 | 11 y | 0 |
| Miguel Vincente IrazabalCertified Financial Planner | Manhattan Beach, Ca | Apr 14, 2023 | 14 y | 0 |
| William James Martinet | Manhattan Beach, Ca | Jun 29, 2023 | 12 y | 3 |
| Alexandra Morgan Ong | Manhattan Beach, Ca | Jul 1, 2025 | 10 y | 2 |
| Bradley Nelson KlahnCertified Financial Planner | Manhattan Beach, Ca | May 1, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Andrew Bloom Moel to Cresset Asset Management, LLCSep 30, 2022 · RIA to RIA
- Peter Belden to UBS Financial Services Inc.Jan 20, 2022 · RIA to wirehouse
- Brendan Douglas O'Rourke to Greenway Financial Advisors LLCJan 8, 2021 · RIA to a state-registered adviser
Joined, latest
- Alexandra Morgan Ong from Evoke AdvisorsJul 1, 2025 · RIA to RIA
- William James Martinet from Cresset Asset Management, LLCJun 29, 2023 · RIA to RIA
- Coco M Lorenzo from Stonemark Wealth ManagementApr 14, 2022 · Other
- Andrew Bloom Moel from Canterbury Consulting IncorporatedFeb 3, 2021 · RIA to RIA
- Peter Belden from J.P. Morgan Private Wealth Advisors LLCJan 26, 2021 · Affiliated broker-dealer or bank to independent RIA
- Brendan Douglas O'Rourke from Aurora Financial Advisors, LLCJun 30, 2020 · RIA to RIA
- Matthew Brendan Haefner from Oakwood Capital Management LLCJan 19, 2017 · Other
- Joseph Haywood Chrisman from LourdmurrayFeb 5, 2016 · Other
- Sean Michael Shannon from LourdmurrayFeb 5, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from LourdmurrayJul 16, 2015 · Beverly Hills, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Haywood Joseph Chrisman · Co-Managing Membercontrolsince 07/2015 · owns less than 5%
- Michael Sean Shannon · Co-Managing Membercontrolsince 07/2015 · owns less than 5%
- Joseph Alexander Yaftali · Member, Chief Investment Officercontrolsince 03/2015 · owns less than 5%
- Haywood Joseph Chrisman · Trusteecontrolsince 07/2015 · owns 75% or more of Jolt C, Inc.
- Lee Jeffery Coyle · Trusteecontrolsince 03/2015 · owns 75% or more of Coyle Family Trust
- Brendan Matthew Haefner · Trusteecontrolsince 07/2022 · owns 75% or more of Teme Inc.
- M Coco Lorenzo · Membercontrolsince 07/2022 · owns 75% or more of Lazel Inc.
- Michael Sean Shannon · Trusteecontrolsince 07/2015 · owns 75% or more of Shannon Family Inc.
- Joseph Alexander Yaftali · Trusteecontrolsince 07/2022 · owns 75% or more of Alexander J. Yaftali Family Trust
- Arden Claire Gregory · Member, Chief Compliance Officersince 01/2023 · owns less than 5%
Entity owners
- Jolt C, Inc. · Memberdirect · owns 25% to 50%
- Shannon Family Inc. · Memberdirect · owns 25% to 50%
- Alexander J. Yaftali Family Trust · Memberdirect · owns 5% to 10%
- Coyle Family Trust · Memberdirect · owns less than 5%
- Lazel Inc. · Memberdirect · owns less than 5%
- Teme Inc. · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manhattan Beach, Ca · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 27, 2026pension consulting (Item 5.G.6): no on the filing of 2025-09-26, yes on the filing of 2026-03-27peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 27, 2026COYLE, JEFFERY, LEE (TRUSTEE) left Schedule A between the filings of 2023-01-13 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 27, 2026LORENZO, COCO, M (MEMBER) left Schedule A between the filings of 2023-01-13 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 27, 2026HAEFNER, MATTHEW, BRENDAN (TRUSTEE) left Schedule A between the filings of 2023-01-13 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,059 to 1,125Sep 26, 2025 to Mar 27, 2026
- Advisory employees · 7 to 10Sep 26, 2025 to Mar 27, 2026
- Advisory activities · 4 to 6Sep 26, 2025 to Mar 27, 2026
- Charity clients · 7 to 6Sep 26, 2025 to Mar 27, 2026
- HNW clients · 131 to 153Sep 26, 2025 to Mar 27, 2026
- Individual clients · 58 to 53Sep 26, 2025 to Mar 27, 2026
- Assets in custody · $1.3B to $1.7BSep 26, 2025 to Mar 27, 2026
- Employees · 16 to 20Sep 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.5B to $3.2BSep 26, 2025 to Mar 27, 2026
- HNW RAUM · $2.3B to $2.9BSep 26, 2025 to Mar 27, 2026
- Individual RAUM · $22.8M to $20.5MSep 26, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $77.9M to $84.9MSep 26, 2025 to Mar 27, 2026
- RAUM · $2.6B to $3.2BSep 26, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 101-250Mar 28, 2025 to Jul 18, 2025
- Accounts · 954 to 1,059Oct 8, 2024 to Mar 28, 2025
- HNW clients · 125 to 131Oct 8, 2024 to Mar 28, 2025
- Individual clients · 47 to 58Oct 8, 2024 to Mar 28, 2025
- Assets in custody · $1.1B to $1.3BOct 8, 2024 to Mar 28, 2025
- Employees · 15 to 16Oct 8, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.2B to $2.5BOct 8, 2024 to Mar 28, 2025
- HNW RAUM · $2.0B to $2.3BOct 8, 2024 to Mar 28, 2025
- Individual RAUM · $19.1M to $22.8MOct 8, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $72.5M to $77.9MOct 8, 2024 to Mar 28, 2025
- RAUM · $2.2B to $2.6BOct 8, 2024 to Mar 28, 2025
- HQ city · EL SEGUNDO to MANHATTAN BEACHMar 28, 2024 to Oct 8, 2024
- Accounts · 880 to 954Mar 31, 2023 to Mar 28, 2024
- Charity clients · 6 to 7Mar 31, 2023 to Mar 28, 2024
- HNW clients · 128 to 125Mar 31, 2023 to Mar 28, 2024
- Individual clients · 41 to 47Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $843M to $1.1BMar 31, 2023 to Mar 28, 2024
- Employees · 11 to 15Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 5 to 7Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $2.2BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $1.6B to $2.0BMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $13.2M to $19.1MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $68.0M to $72.5MMar 31, 2023 to Mar 28, 2024
- RAUM · $1.8B to $2.2BMar 31, 2023 to Mar 28, 2024
- Accounts · 847 to 880Jan 13, 2023 to Mar 31, 2023
- Advisory employees · 6 to 7Jan 13, 2023 to Mar 31, 2023
- Corporate clients · unset to 1.0Jan 13, 2023 to Mar 31, 2023
Signals
9 dated events
- Monograph Wealth Advisors, Llc reported RAUM $3.2B, up 26% from $2.6B (2025-09-26 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Andrew Bloom Moel left Monograph Wealth Advisors, Llc for Cresset Asset Management, Llc (registered 2023-03-28)Sep 30, 2022 · Advisor changed firm · fact
- M Coco Lorenzo (Member) appeared on Schedule A of Monograph Wealth Advisors, LlcJul 1, 2022 · Control person joined · fact
- Brendan Matthew Haefner (Trustee) appeared on Schedule A of Monograph Wealth Advisors, LlcJul 1, 2022 · Control person joined · fact
- Monograph Wealth Advisors, Llc reported RAUM $2.0B, up 27% from $1.6B (2021-03-26 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Peter Belden left Monograph Wealth Advisors, Llc for Ubs Financial Services Inc. (registered 2022-01-10)Jan 20, 2022 · Advisor changed firm · fact
- Monograph Wealth Advisors, Llc reported RAUM $1.5B, up 28% from $1.2B (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Monograph Wealth Advisors, Llc reported RAUM $1.1B, up 30% from $865.6M (2017-08-08 to 2018-02-16)Feb 16, 2018 · RAUM change · derived
- Monograph Wealth Advisors, Llc filed its initial SEC registration (Form ADV)Nov 26, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Monograph Wealth Advisors, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/MONOGRAPH-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MONOGRAPHWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-496-7377reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- monographwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $361Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026