DFX Intelligence

A••• E•••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A••• E•••••••• K••••••

Advisor at M•• S••••••••• L••

Minneapolis, MN

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Search this name across graphsid dfx:ria:722a682c-5c36-d6f0-227b-43e754babbee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Dec 20, 2023	n/a	yes	Minneapolis, MN	Current employment
H••• F•••••••• G••••• L••	Institutional manager	Oct 18, 2023	Nov 13, 2024	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• F•••••••• G••••• L••	M•• S••••••••• L••	Nov 13, 2024	Dec 20, 2023	-329	Firm change after gap	Other
G••••• R••••••••• P••••••• L••	H••• F•••••••• G••••• L••	Oct 26, 2021	Oct 18, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
172011:306877:CA:2021-10-26	Oct 26, 2021	Oct 18, 2023	SAN RAFAEL, CA	Firm change after gap

Relationships

Registered with (4)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Dec 20, 2023 to presentfactForm ADV
→ H••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Oct 18, 2023 to Nov 13, 2024factForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Mar 6, 2017 to Oct 26, 2021factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
Nov 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:722a682c-5c36-d6f0-227b-43e754babbee
First observed: Jun 27, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.