RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• E•••••••• K••••••
- M•• S••••••••• L•• no RAUM currentsince Dec 20, 2023 · Minneapolis, Mn
- H••• F•••••••• G••••• L•• institutionalOct 18, 2023 to Nov 13, 2024 · Minneapolis, Mn
- G••••• R••••••••• P••••••• L•• institutionalMar 6, 2017 to Oct 26, 2021 · Minneapolis, Mn
- R•• C•••••• M••••••• L•• national BDJun 27, 2014 to Feb 13, 2017 · Minneapolis, Mn
- H••• F•••••••• G••••• L•• to M•• S••••••••• L••left Nov 13, 2024, registered Dec 20, 2023 (-329 days) · Other
- G••••• R••••••••• P••••••• L•• to H••• F•••••••• G••••• L••left Oct 26, 2021, registered Oct 18, 2023 (722 days) · Other · moved with a team
- R•• C•••••• M••••••• L•• to G••••• R••••••••• P••••••• L••left Feb 13, 2017, registered Mar 6, 2017 (21 days) · Other
- A••• E•••••••• K•••••• left H••• F•••••••• G••••• L•• for M•• S••••••••• L•• (registered 2023-12-20)Nov 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address