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C•••• M••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••• M••••••• K•••••

Advisor at L•• F•••••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:724305cb-3eae-53a3-af02-3773582019c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 18, 2021	n/a	yes	BOSTON, MA	Current employment
A•••• • C•••••• O• F••••••• L••	Former SEC adviser	Aug 10, 2021	Mar 2, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • C•••••• O• F••••••• L••	n/a	Mar 2, 2022	n/a	n/a	Departure no registered destination	Departure
U•• F•••••••• S••••••• I•••	L•• F•••••••• L••	Feb 19, 2021	Feb 18, 2021

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 18, 2021 to presentfactForm ADV
→ A•••• • C•••••• O• F••••••• L••Registered adviserregistration: previous registration
Aug 10, 2021 to Mar 2, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2012 to Feb 19, 2021factForm ADV

Dated events

Occurred
Mar 2, 2022
Advisor departed, no destination yet
C•••• M••••••• K••••• no longer registered at A•••• • C•••••• O• F••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:724305cb-3eae-53a3-af02-3773582019c8
First observed: Oct 25, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.