C•••• M••••••• K•••••

L•• F•••••••• L••BD affiliatedBoston, Madual registrantIAPD 5934670

Feed of 09/14/2026

Also filed as C•••• M••••••• K••••••••• K•••••

At current firm

5 y

since Feb 18, 2021

In the industry

13 y

since Oct 19, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 18, 2021 · Boston, Ma
A•••• • C•••••• O• F••••••• L•• former
Aug 10, 2021 to Mar 2, 2022 · Boston, Ma
U•• F•••••••• S••••••• I••• wirehouse
Oct 25, 2012 to Feb 19, 2021 · Weehawken, Nj

Moves

a registration end followed by a registration begin elsewhere

A•••• • C•••••• O• F••••••• L•• to no registered destination
left Mar 2, 2022 · Departure, no registered destination
U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
left Feb 19, 2021, registered Feb 18, 2021 (-1 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C•••• M••••••• K••••• no longer registered at A•••• • C•••••• O• F••••••• L••; no later IA registration on IAPD
Mar 2, 2022 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address