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RIA / WealthAdvisor28 years in industry

PETER FREDERICK BUTLER

Advisor at NEWEDGE ADVISORS

NEW ORLEANS, LA | Cleveland, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 20, 1998
First registration: May 28, 2003
Dual registered: no
Other names: PETER F BUTLER|PETE F BUTLER|PETE BUTLER
IAPD individual key: 1942182

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Nov 1, 2021	n/a	yes	Cleveland, OH\|NEW ORLEANS, LA	Current employment
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Feb 10, 2017	Nov 1, 2021	no	INDEPENDENCE, OH\|PITTSBURGH, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 1, 2010	Feb 2, 2017	no	INDEPENDENCE, OH\|STOW, OH\|AKRON, OH\|CAMBRIDGE, OH	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 22, 2008	Mar 26, 2010	no	BROADVIEW HEIGHTS, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 28, 2003	Jan 28, 2008	no	BROADVIEW HEIGHTS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	NEWEDGE ADVISORS	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Feb 2, 2017	Feb 10, 2017	8	Firm change	Other
SIGNATOR INVESTORS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 26, 2010	Apr 1, 2010	6	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	Jan 28, 2008	Jan 22, 2008	-6	Firm change	Other

Relationships

Registered with (5)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 10, 2017 to Nov 1, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 1, 2010 to Feb 2, 2017factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 22, 2008 to Mar 26, 2010factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 28, 2003 to Jan 28, 2008factForm ADV

Dated events

No dated event names this entity yet.