DFX Intelligence

C••• F•••••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

C••• F•••••••• W•••

Advisor at C••••• P••••••• L••

SCOTTSDALE, AZ | NEW YORK, NY

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Search this name across graphsid dfx:ria:725a917b-650e-b90e-565c-622725c0f31f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Jun 10, 2025	n/a	yes	NEW YORK, NY\|SCOTTSDALE, AZ	Current employment
C••••• P••••••• L••	Independent wealth	Jun 10, 2025	n/a	yes	SCOTTSDALE, AZ\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••• M••••••••• L••	C••••• P••••••• R••••••••• P••• C•••••••••	Jun 12, 2025	Jun 10, 2025	-2	Firm change	Other
C••••• W••••• M•••••••••	P•••••••• A•••• M••••••••• L••	Jun 3, 2025	Jul 15, 2024

Relationships

Registered with (5)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ P•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 15, 2024 to Jun 12, 2025factForm ADV
→ C••••• W••••• M•••••••••

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
C••• F•••••••• W••• left P•••••••• A•••• M••••••••• L•• for C••••• P••••••• L•• (registered 2025-06-10)
Form ADVobserved 7 days ago
Occurred
Jun 3, 2025
Advisor changed firm
C••• F•••••••• W••• left C••••• W••••• M••••••••• for P•••••••• A•••• M••••••••• L•• (registered 2024-07-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:725a917b-650e-b90e-565c-622725c0f31f
First observed: May 2, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.