DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••• I••••••••• I•••
SACRAMENTO, CA | SANDY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••• I••••••••• I••• | State registered | Sep 9, 2014 | n/a | yes | SANDY, UT|SACRAMENTO, CA | Current employment |
| N•• W••••• M••••••••• I••• | n/a | Jan 11, 2022 | Oct 31, 2023 | no | DRAPER, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• W••••• M••••••••• I••• | n/a | Oct 31, 2023 | n/a | n/a | Departure no registered destination | Departure |
| N•• W••••• M••••••••• | R••••••• I••••••••• I••• | Sep 2, 2014 | Sep 9, 2014 | 7 |
| N•• W••••• M••••••••• | n/a | Aug 1, 2007 | Sep 2, 2014 | no | SALT LAKE CITY, UT | Previous registration |
| V•• A••••••• S••••••• | Former SEC adviser | Apr 3, 2003 | Jul 11, 2007 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE, UT|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| L••••• W••••• M••••••••• | Independent wealth | Feb 25, 2002 | Apr 1, 2003 | no | SALT LAKE CITY, UT | Previous registration |
| Firm change |
| Other |
| V•• A••••••• S••••••• | N•• W••••• M••••••••• | Jul 11, 2007 | Aug 1, 2007 | 21 | Firm change | Other |
| L••••• W••••• M••••••••• | V•• A••••••• S••••••• | Apr 1, 2003 | Apr 3, 2003 | 2 | Firm change | Other |