DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Kent Ney
Feed of 09/15/2026
At current firm
12 y
since Sep 9, 2014
In the industry
34 y
since Jun 16, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Reliance Investing, Inc. state registered currentsince Sep 9, 2014 · Sandy, Ut
- Ney Wealth Management, Inc. unclassifiedJan 11, 2022 to Oct 31, 2023 · Draper, Ut
- Ney Wealth Management unclassifiedAug 1, 2007 to Sep 2, 2014 · Salt Lake City, Ut
- Vsr Advisory Services formerApr 3, 2003 to Jul 11, 2007 · Salt Lake City, Ut
- Lefavi Wealth Management independent RIAFeb 25, 2002 to Apr 1, 2003 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Ney Wealth Management, Inc. to no registered destinationleft Oct 31, 2023 · Departure, no registered destination
- Ney Wealth Management to Reliance Investing, Inc.left Sep 2, 2014, registered Sep 9, 2014 (7 days) · Other
- Vsr Advisory Services to Ney Wealth Managementleft Jul 11, 2007, registered Aug 1, 2007 (21 days) · Other
- Lefavi Wealth Management to Vsr Advisory Servicesleft Apr 1, 2003, registered Apr 3, 2003 (2 days) · Other
Signals
- Joseph Kent Ney no longer registered at Ney Wealth Management, Inc.; no later IA registration on IAPDOct 31, 2023 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address