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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEFAVI WEALTH MANAGEMENT

LEFAVI WEALTH MANAGEMENT, INC., CRD 104961

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29707409-3161-3522-4802-5d4edebf0b81

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 4
On other graphs: 0
Observed: Jan 4, 2012 to Mar 25, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $445MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $445M
Private client RAUM: $445MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $148Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 576
Individual clients: 413
High net worth clients: 163
SEC number: 801-73029
CIK: 700145
CRD: 104961
Filings on the tape: 50
First filed: Jan 4, 2012
Latest filed: Mar 25, 2026
Organised: Corporation, UT

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY CRAIG KEMP	Certified Financial Planner	SALT LAKE CITY, UT	2	14	5	yes
JAY VAN GREENBURG	Certified Financial Planner	SALT LAKE CITY, UT	2	13	4	yes
Stuart Enterline	n/a	SALT LAKE CITY, UT	2	12	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Enterline, Stuart	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	01/2020	Apr 1, 2020	Mar 19, 2024
GREENBURG, JAY, VAN	DEPUTY COMPLIANCE OFFICER	Na	yes	01/2021	Mar 31, 2021	Mar 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRUCE A. LEFAVI SECURITIES, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$445M	$445M	5	4	0	n/a	n/a
2024	Mar 31, 2025	$439M	$439M	5	4	0	n/a	n/a
2023	Mar 19, 2024	$383M	$383M	5	4	0	n/a	n/a
2022	Mar 29, 2023	$353M	$353M	5	4	0	n/a	n/a
2021	Mar 21, 2022	$350M	$350M	4	4	0	n/a	n/a
2020	Mar 31, 2021	$374M	$374M	5	5	0	n/a	n/a
2019	Apr 1, 2020	$302M	$302M	7	3	0	n/a	n/a
2018	Mar 30, 2019	$303M	$303M	9	5	0	n/a	n/a
2017	Jan 22, 2018	$385M	$385M	8	5	0	n/a	n/a
2016	Feb 2, 2017	$489M	$489M	12	7	n/a	n/a	n/a
2015	Jan 14, 2016	$405M	$405M	12	7	n/a	n/a	n/a
2014	Jan 27, 2015	$493M	$493M	14	9	n/a	n/a	n/a
2013	Apr 15, 2014	$450M	$450M	15	10	n/a	n/a	n/a
2012	Jan 31, 2013	$402M	$402M	21	9	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$445M	$439M	1.4%	$353M	8.0%	5	5	0	0

Relationships

Registered with (11)

← JEFFREY CRAIG KEMPAdvisorregistration: previous registration
Jul 17, 2018 to Dec 31, 2023factForm ADV
← JAY VAN GREENBURGAdvisorregistration: previous registration
Jun 4, 2018 to Dec 31, 2023factForm ADV
← Stuart EnterlineAdvisorregistration: previous registration
Apr 1, 2019 to Dec 31, 2023factForm ADV
← ZACHARY PAUL ERTELAdvisorregistration: previous registration
Jun 10, 2019 to Jan 19, 2021factForm ADV
← Trevor Neal KnudtsonAdvisorregistration: previous registration
Apr 1, 2019 to Aug 30, 2019factForm ADV
← JOHN DAVID JAICKSAdvisorregistration: previous registration
May 12, 2015 to Jun 4, 2018factForm ADV
← JOEL DAVID SLATTERAdvisorregistration: previous registration
May 4, 2015 to Jun 4, 2018factForm ADV
← BENJAMIN JAMES MARSHALLAdvisorregistration: previous registration
Nov 10, 2015 to Jun 5, 2017factForm ADV
← THOMAS JAMES WALKAdvisorregistration: previous registration
May 12, 2015 to Apr 7, 2017factForm ADV
← MICHELLE DAWN FRANCEAdvisorregistration: previous registration
Jun 18, 2012 to Mar 25, 2013factForm ADV
← JOSEPH KENT NEYAdvisorregistration: previous registration
Feb 25, 2002 to Apr 1, 2003factForm ADV

Controls (2)

← GREENBURG, JAY, VANOwnerDEPUTY COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2021 to Mar 19, 2024factForm ADV
← Enterline, StuartOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 1, 2020 to Mar 19, 2024factForm ADV

Dated events

Occurred
Mar 29, 2023
Control person left
Anthony Bruce Lefavi (Owner) no longer on Schedule A of Lefavi Wealth Management (listed 2022-03-21, absent 2023-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person left
Anne Sherrie Bakelar (Chief Compliance Officer) no longer on Schedule A of Lefavi Wealth Management (listed 2020-08-04, absent 2021-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person joined
Van Jay Greenburg (Deputy Compliance Officer) appeared on Schedule A of Lefavi Wealth Management
Form ADVobserved 6 days ago
Occurred
Apr 1, 2020
Control person joined
Stuart Enterline (Chief Executive Officer) appeared on Schedule A of Lefavi Wealth Management
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29707409-3161-3522-4802-5d4edebf0b81
First observed: Jan 4, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEFAVI WEALTH MANAGEMENT

LEFAVI WEALTH MANAGEMENT, INC., CRD 104961

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29707409-3161-3522-4802-5d4edebf0b81

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY CRAIG KEMP

Certified Financial Planner

SALT LAKE CITY, UT

yes

JAY VAN GREENBURG

Certified Financial Planner

SALT LAKE CITY, UT

yes

Stuart Enterline

n/a

SALT LAKE CITY, UT

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Enterline, Stuart

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/2020

Apr 1, 2020

Mar 19, 2024

GREENBURG, JAY, VAN

DEPUTY COMPLIANCE OFFICER

yes

01/2021

Mar 31, 2021

Mar 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRUCE A. LEFAVI SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$445M

n/a

2024

Mar 31, 2025

$439M

n/a

2023

Mar 19, 2024

$383M

n/a

2022

Mar 29, 2023

$353M

n/a

2021

Mar 21, 2022

$350M

n/a

2020

Mar 31, 2021

$374M

n/a

2019

Apr 1, 2020

$302M

n/a

2018

Mar 30, 2019

$303M

n/a

2017

Jan 22, 2018

$385M

n/a

2016

Feb 2, 2017

$489M

n/a

2015

Jan 14, 2016

$405M

n/a

2014

Jan 27, 2015

$493M

n/a

2013

Apr 15, 2014

$450M

n/a

2012

Jan 31, 2013

$402M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$445M

$439M

1.4%

$353M

8.0%