DFX Intelligence

M•••••• T••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

M•••••• T••••• E••••••

Advisor at K••••• A•••••••• I•••

Coral Gables, FL

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Search this name across graphsid dfx:ria:72a0c0fe-e8f9-bad6-725f-80cb474b6c90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Jul 11, 2018	n/a	yes	Coral Gables, FL	Current employment
C•••••• G••••••• W••••• M••••••••• L••	Former SEC adviser	May 10, 2017	Jul 13, 2018	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G••••••• W••••• M••••••••• L••	K••••• A•••••••• I•••	Jul 13, 2018	Jul 11, 2018	-2	Firm change	RIA to ibd
R•••• L••	C•••••• G••••••• W••••• M••••••••• L••	Jan 11, 2016	May 10, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
131631:140808:FL:2018-07-13	Jul 13, 2018	Jul 11, 2018	MIAMI, FL	Firm change

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 11, 2018 to presentfactForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 10, 2017 to Jul 13, 2018factForm ADV
→ R•••• L••Registered adviserregistration: previous registration
May 9, 2012 to Jan 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72a0c0fe-e8f9-bad6-725f-80cb474b6c90
First observed: May 9, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.