RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• E••••••
- K••••• A•••••••• I••• BD affiliated currentsince Jul 11, 2018 · Coral Gables, Fl
- C•••••• G••••••• W••••• M••••••••• L•• formerMay 10, 2017 to Jul 13, 2018 · Miami, Fl
- R•••• L•• state registeredMay 9, 2012 to Jan 11, 2016 · Coral Gables, Fl
- C•••••• G••••••• W••••• M••••••••• L•• to K••••• A•••••••• I•••left Jul 13, 2018, registered Jul 11, 2018 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R•••• L•• to C•••••• G••••••• W••••• M••••••••• L••left Jan 11, 2016, registered May 10, 2017 (485 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address