DFX Intelligence

M•••• S••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

M•••• S••••• S••••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

Seattle, WA | CLEVELAND, OH

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Search this name across graphsid dfx:ria:72fd48a5-c194-ffa0-f13d-b16999a7d6e2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	Mar 2, 2026	n/a	yes	CLEVELAND, OH\|Seattle, WA	Current employment
T•• C•••••• G••••• L••	Former SEC adviser	Oct 6, 2022	Feb 11, 2026	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••••• G••••• L••	C••••••••• C••••••••• A••••••• S••••••••	Feb 11, 2026	Mar 2, 2026	19	Firm change	RIA to RIA
L••	T•• C•••••• G••••• L••	Oct 11, 2022	Oct 6, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
173347:105674:WA:2026-02-11	Feb 11, 2026	Mar 2, 2026	SEATTLE, WA	Firm change

Relationships

Registered with (4)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ T•• C•••••• G••••• L••Registered adviserregistration: previous registration
Oct 6, 2022 to Feb 11, 2026factForm ADV
→ LNWRegistered adviserregistration: previous registration
Sep 1, 2021 to Oct 11, 2022factForm ADV
→ F•••••••• C•••••• M••••••••• L••

Dated events

Occurred
Feb 11, 2026
Advisor changed firm
M•••• S••••• S•••• left T•• C•••••• G••••• L•• for C••••••••• C••••••••• A••••••• S•••••••• (registered 2026-03-02)
Form ADVobserved 7 days ago
Occurred
Oct 11, 2022
Advisor changed firm
M•••• S••••• S•••• left Lnw for T•• C•••••• G••••• L•• (registered 2022-10-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72fd48a5-c194-ffa0-f13d-b16999a7d6e2
First observed: Mar 10, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.