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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

LISA ANN GALLO

Advisor at ENCOMPASS MORE ASSET MANAGEMENT LLC

DANVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:73004733-4b68-9260-ef63-48da7bbcbcd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ENCOMPASS MORE ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jan 30, 1996
First registration: Mar 2, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 1759211

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ENCOMPASS MORE ASSET MANAGEMENT LLC	Independent wealth	Feb 2, 2024	n/a	yes	DANVILLE, CA	Current employment
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Dec 15, 2023	Jan 30, 2024	no	San Rafael, CA	Previous registration
O'DONNELL FINANCIAL SERVICES, LLC	Independent wealth	Oct 25, 2018	Feb 22, 2024	no	SAN RAFAEL, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Oct 3, 2018	Dec 14, 2023	no	San Rafael, CA\|WALNUT CREEK, CA\|SAN JOSE, CA	Previous registration
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jun 14, 2017	Oct 8, 2018	no	SOUTH SAN FRANCISCO, CA\|LARKSPUR, CA\|PLEASANTON, CA\|EMERYVILLE, CA\|SAN JOSE, CA\|CUPERTINO, CA\|SAN MATEO, CA\|SANTA ROSA, CA\|SONOMA, CA\|SAN FRANCISCO, CA\|FAIRFIELD, CA\|SCOTTSDALE, AZ\|SAN RAFAEL, CA\|WALNUT CREEK, CA\|SACRAMENTO, CA\|PETALUMA, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jan 30, 2014	Jun 15, 2017	no	WALNUT CREEK, CA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Oct 10, 2012	Aug 1, 2013	no	WALNUT CREEK, CA\|OVERLAND PARK, KS	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Mar 2, 2012	Oct 2, 2012	no	WALNUT CREEK, CA\|LAFAYETTE, CA\|LAKE OSWEGO, OR\|LAFAYETTE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O'DONNELL FINANCIAL SERVICES, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Feb 22, 2024	Dec 15, 2023	-69	Firm change after gap	RIA to ibd
INDEPENDENT FINANCIAL GROUP, LLC	ENCOMPASS MORE ASSET MANAGEMENT LLC	Jan 30, 2024	Feb 2, 2024	3	Firm change	Ibd to RIA
INDEPENDENT FINANCIAL GROUP, LLC	O'DONNELL FINANCIAL SERVICES, LLC	Dec 14, 2023	Oct 25, 2018	-1,876	Firm change after gap	Ibd to RIA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	INDEPENDENT FINANCIAL GROUP, LLC	Oct 8, 2018	Oct 3, 2018	-5	Firm change	RIA to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Jun 15, 2017	Jun 14, 2017	-1	Firm change	Other
VSR ADVISORY SERVICES	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Aug 1, 2013	Jan 30, 2014	182	Firm change	Other
WEDBUSH SECURITIES INC.	VSR ADVISORY SERVICES	Oct 2, 2012	Oct 10, 2012	8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
20804:7717:CA:2018-10-08	Oct 8, 2018	Oct 3, 2018	PETALUMA, CA	Firm change
29604:20804:CA:2017-06-15	Jun 15, 2017	Jun 14, 2017	WALNUT CREEK, CA	Firm change

Relationships

Registered with (7)

→ ENCOMPASS MORE ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ O'DONNELL FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 25, 2018 to Feb 22, 2024factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Dec 15, 2023 to Jan 30, 2024factForm ADV
→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: previous registration
Jun 14, 2017 to Oct 8, 2018factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jan 30, 2014 to Jun 15, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 10, 2012 to Aug 1, 2013factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Mar 2, 2012 to Oct 2, 2012factForm ADV

Dated events

Occurred
Feb 22, 2024
Advisor changed firm
Lisa Ann Gallo left O'Donnell Financial Services, Llc for Independent Financial Group, Llc (registered 2023-12-15)
Form ADVobserved 4 days ago
Occurred
Jan 30, 2024
Advisor changed firm
Lisa Ann Gallo left Independent Financial Group, Llc for Encompass More Asset Management Llc (registered 2024-02-02)
Form ADVobserved 4 days ago
Occurred
Dec 14, 2023
Advisor changed firm
Lisa Ann Gallo left Independent Financial Group, Llc for O'Donnell Financial Services, Llc (registered 2018-10-25)
Form ADVobserved 4 days ago