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Advisor at PERIGON WEALTH MANAGEMENT, LLC
SAN FRANCISCO, CA | Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PERIGON WEALTH MANAGEMENT, LLC | Independent wealth | Dec 7, 2021 | n/a | yes | SAN FRANCISCO, CA|Atlanta, GA | Current employment |
| BISON WEALTH, LLC | Former SEC adviser | Jul 3, 2013 | Dec 2, 2021 | no | ATLANTA, GA | Previous registration |
| LAKEVIEW CAPITAL MANAGEMENT LLC | Former SEC adviser | Nov 2, 2010 | Dec 19, 2013 | no | ATLANTA, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 11, 2010 | no | Atlanta, GA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 25, 2003 | Jun 1, 2009 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Mar 18, 2003 | Jul 10, 2003 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BISON WEALTH, LLC | PERIGON WEALTH MANAGEMENT, LLC | Dec 2, 2021 | Dec 7, 2021 | 5 | Firm change | RIA to RIA |
| LAKEVIEW CAPITAL MANAGEMENT LLC | BISON WEALTH, LLC | Dec 19, 2013 | Jul 3, 2013 | -169 | Firm change after gap | Other |
| MORGAN STANLEY | LAKEVIEW CAPITAL MANAGEMENT LLC | Jan 11, 2010 | Nov 2, 2010 | 295 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | CITIGROUP GLOBAL MARKETS INC. | Jul 10, 2003 | Jun 25, 2003 | -15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165931:131037:GA:2021-12-02 | Dec 2, 2021 | Dec 7, 2021 | ATLANTA, GA | Firm change |