RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• P•••• S•••••
- P•••••• W••••• M••••••••• L•• independent RIA currentsince Dec 7, 2021 · San Francisco, Ca
- B•••• W•••••• L•• formerJul 3, 2013 to Dec 2, 2021 · Atlanta, Ga
- L••••••• C•••••• M••••••••• L•• formerNov 2, 2010 to Dec 19, 2013 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 11, 2010 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 25, 2003 to Jun 1, 2009 · Atlanta, Ga
- A• G• E•••••• • S•••• I••• unclassifiedMar 18, 2003 to Jul 10, 2003 · Atlanta, Ga
- B•••• W•••••• L•• to P•••••• W••••• M••••••••• L••left Dec 2, 2021, registered Dec 7, 2021 (5 days) · RIA to RIA · moved with a team
- L••••••• C•••••• M••••••••• L•• to B•••• W•••••• L••left Dec 19, 2013, registered Jul 3, 2013 (-169 days) · Other
- M••••• S•••••• to L••••••• C•••••• M••••••••• L••left Jan 11, 2010, registered Nov 2, 2010 (295 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••left Jul 10, 2003, registered Jun 25, 2003 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address