DFX Intelligence

K••• C••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

K••• C••••• C••••••••

Advisor at U••••• A•••••• G••••

CINCINNATI, OH | Gilbert, AZ

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Search this name across graphsid dfx:ria:7311077f-f9ce-4bbf-9349-efe7914115e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• A•••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• A•••••• G••••	Independent wealth	Sep 10, 2024	n/a	yes	CINCINNATI, OH\|Gilbert, AZ	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Sep 9, 2019	Oct 22, 2024	no	SAN TAN VALLEY, AZ\|SAN DIEGO, CA\|Gilbert, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	U••••• A•••••• G••••	Oct 22, 2024	Sep 10, 2024	-42	Firm change after gap	Ibd to RIA
G••••• V••• C•••••• M••••••••• L••	S•• I••••••••• A•••••••• I•••	Oct 1, 2019	Sep 9, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
123608:324205:AZ:2024-10-22	Oct 22, 2024	Sep 10, 2024	GILBERT, AZ	Firm change after gap
158292:123608:AZ:2019-10-01	Oct 1, 2019	Sep 9, 2019	SAFFORD, AZ	Firm change

Relationships

Registered with (3)

→ U••••• A•••••• G••••Registered adviserregistration: current employment
Sep 10, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 9, 2019 to Oct 22, 2024factForm ADV
→ G••••• V••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 11, 2014 to Oct 1, 2019factForm ADV

Dated events

Occurred
Oct 22, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7311077f-f9ce-4bbf-9349-efe7914115e4
First observed: Mar 11, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.